§ 6A-8-407. Authenticating trustee, transfer agent, and registrar.
A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.
History of Section.P.L. 2000, ch. 182, § 5; P.L. 2000, ch. 420, § 5.
Structure Rhode Island General Laws
Title 6A - Uniform Commercial Code
Chapter 6A-8 - Investment Securities
Section 6A-8-401. - Duty of issuer to register transfer.
Section 6A-8-402. - Assurance that indorsement or instruction is effective.
Section 6A-8-403. - Demand that issuer not register transfer.
Section 6A-8-404. - Wrongful registration.
Section 6A-8-405. - Replacement of lost, destroyed, or wrongfully taken security certificate.
Section 6A-8-407. - Authenticating trustee, transfer agent, and registrar.