New York Laws
FIS - Financial Services Law
Article 4 - Financial Frauds Prevention

402 - Legislative Declaration. - § 402. Legislative declaration. The legislature hereby finds and declares...

403 - Financial Frauds and Consumer Protection Unit. - (b) The financial frauds and consumer protection unit shall be...

404 - Powers of the Financial Frauds and Consumer Protection Unit. - (b) If the financial frauds and consumer protection unit has...

405 - Immunity. - § 405. Immunity. In the absence of fraud or bad...

406 - Other Law Enforcement Authority, Powers and Duties Not Affected or Impaired. - (a) Preempt the authority or relieve the duty of other...

408 - Civil Penalty. - (1) not to exceed five thousand dollars per offense, for:...

409 - Reports. - (b) No later than March fifteenth of each year, beginning...