(a) 1. Any individual over eighteen years of age, or any parent under
eighteen years of age, who is found by the court to be suitable to
exercise the powers necessary to assist the incapacitated person may be
appointed as guardian, including but not limited to a spouse, adult
child, parent, or sibling.
2. A not-for-profit corporation organized to act in such capacity, a
social services official, or public agency authorized to act in such
capacity which has a concern for the incapacitated person, and any
community guardian program operating pursuant to the provisions of title
three of article nine-B of the social services law which is found by the
court to be suitable to perform the duties necessary to assist the
incapacitated person may be appointed as guardian, provided that a
community guardian program shall be appointed as guardian only where a
special proceeding for the appointment of a guardian under this article
has been commenced by a social services official with whom such program
was contracted.
3. A corporation, except that no corporation (other than as provided
in paragraph two of this subdivision) may be authorized to exercise the
powers necessary to assist the incapacitated person with personal needs.
(b) The court shall appoint a person nominated as the guardian in
accordance with the provisions of section 81.17 of this article unless
the court determines the nominee is unfit or the alleged incapacitated
person indicates that he or she no longer wishes the nominee to be
appointed.
(c) In the absence of a nomination in accordance with section 81.17 of
this article, the court shall appoint a person nominated by the person
alleged to be incapacitated orally or by conduct during the hearing or
trial unless the court determines for good cause that such appointment
is not appropriate.
(d) In making any appointment under this article the court shall
consider:
1. any appointment or delegation made by the person alleged to be
incapacitated in accordance with the provisions of section 5-1501,
5-1601 or 5-1602 of the general obligations law and sections two
thousand nine hundred sixty-five and two thousand nine hundred
eighty-one of the public health law;
2. the social relationship between the incapacitated person and the
person, if any, proposed as guardian, and the social relationship
between the incapacitated person and other persons concerned with the
welfare of the incapacitated person;
3. the care and services being provided to the incapacitated person at
the time of the proceeding;
4. the powers which the guardian will exercise;
5. the educational, professional and business experience relevant to
the nature of the services sought to be provided;
6. the nature of the financial resources involved;
7. the unique requirements of the incapacitated person; and
8. any conflicts of interest between the person proposed as guardian
and the incapacitated person.
(e) Unless the court finds that no other person or corporation is
available or willing to act as guardian, or to provide needed services
for the incapacitated person, the following persons or corporations may
not serve as guardian:
1. one whose only interest in the person alleged to be incapacitated
is that of a creditor;
2. one, other than a relative, who is a provider, or the employee of a
provider, of health care, day care, educational, or residential services
to the incapacitated person, whether direct or indirect.
(f) Mental hygiene legal service may not serve as a guardian.
(g) 1. In making an appointment or considering a revocation of an
appointment under this article, the court also may obtain and consider,
and may authorize a court evaluator to review the same and report to the
court concerning, any of the following information regarding the
guardian or proposed guardian, and, if the incapacitated person resides
or will reside with such guardian or proposed guardian, any person
eighteen years or older residing in the guardian or proposed guardian's
household:
(i) a criminal history record check of such person or persons; and in
furtherance thereof, the court shall be authorized to: (1) obtain a set
of such person's fingerprints; (2) direct that the division of criminal
justice services promptly provide to the court a criminal history
record, if any, with respect to such person or a statement that such
person has no criminal record; and (3) direct the submission of such
person's fingerprints by the division of criminal justice services to
the federal bureau of investigation for purposes of a nationwide
criminal history record check pursuant to and consistent with public law
92-544 to determine if such person has a criminal history in any state
or federal jurisdiction;
(ii) reports for such person or persons from the sex offender registry
established and maintained pursuant to section one hundred sixty-eight-b
of the correction law;
(iii) indicated reports for such person or persons from the statewide
central register of child abuse and maltreatment established and
maintained pursuant to section four hundred twenty-two of the social
services law, upon a finding by the court, pursuant to paragraph e of
subdivision four of such section, that such information is necessary for
the court to determine whether to make or continue an appointment
pursuant to this article;
(iv) reports for such person or person from the statewide computerized
registry of orders of protection established and maintained pursuant to
section two hundred twenty-one-a of the executive law; and
(v) related decisions in court proceedings initiated pursuant to
article ten of the family court act and related warrants issued under
the family court act.
2. The court shall obtain and consider records and reports specified
in paragraph one of this subdivision between the time the judge executes
the order to show cause and the hearing date of the order to show cause
if a guardian or guardians are proposed in the petition or, as soon as a
guardian or guardians are proposed by a party to the proceeding or
nominated by the person alleged to be incapacitated, during a proceeding
under this article.
3. Upon consideration of all factors bearing on the best interests of
the incapacitated person including consideration of all relevant factors
in section seven hundred fifty-three of the correction law, the records
and reports specified in paragraph one of this subdivision, and the
court evaluator's report thereon, and after notifying counsel involved
in the proceeding, or in the event of a self-represented party notifying
such party, the court may appoint, refuse to appoint or revoke the
appointment of any person as guardian pursuant to this article.
4. Where the court requests a criminal history record for a person
pursuant to this section, the court shall provide the subject of the
request with a copy of his or her criminal history record, if any, a
reasonable time before consideration of such record under this
subdivision and inform such person of his or her right to seek
correction of any incorrect information contained in such record
pursuant to regulations and procedures established by the division of
criminal justice services.
Structure New York Laws
Article 81 - Proceedings for Appointment of a Guardian for Personal Needs or Property Management
81.01 - Legislative Findings and Purpose.
81.02 - Power to Appoint a Guardian of the Person And/or Property; Standard for Appointment.
81.06 - Who May Commence a Proceeding.
81.09 - Appointment of Court Evaluator.
81.12 - Burden and Quantum of Proof.
81.14 - Record of the Proceedings.
81.16 - Dispositional Alternatives.
81.17 - Nomination of Guardian.
81.18 - Foreign Guardian for a Person Not Present in the State.
81.19 - Eligibility as Guardian.
81.21 - Powers of Guardian; Property Management.
81.22 - Powers of Guardian; Personal Needs.
81.25 - Filing of Bond by Guardian.
81.26 - Designation of Clerk to Receive Process.
81.27 - Commission to Guardian.
81.28 - Compensation of Guardian.
81.29 - Effect of the Appointment on the Incapacitated Person.
81.32 - Examination of Initial and Annual Reports.
81.33 - Intermediate and Final Report.
81.34 - Decree on Filing Instruments Approving Accounts.
81.36 - Discharge or Modification of Powers of Guardian.
81.37 - Resignation or Suspension of Powers of Guardian.
81.39 - Guardian Education Requirements.
81.40 - Court Evaluator Education Requirements.
81.41 - Court Examiner Education Requirements.
81.43 - Proceedings to Discover Property Withheld.
81.44 - Proceedings Upon the Death of an Incapicitated Person.