(1) an authenticating trustee, registrar, transfer agent, or other
person entrusted by the issuer with the signing of the security
certificate or of similar security certificates, or the immediate
preparation for signing of any of them; or
(2) an employee of the issuer, or of any of the persons listed in
subsection (1), entrusted with responsible handling of the security
certificate.
Structure New York Laws
Article 8 - Investment Securities
8-202 - Issuer's Responsibility and Defenses; Notice of Defect or Defense.
8-203 - Staleness as Notice of Defect or Defense.
8-204 - Effect of Issuer's Restriction on Transfer.
8-205 - Effect of Unauthorized Signature on Security Certificate.
8-206 - Completion or Alteration of Security Certificate.
8-207 - Rights and Duties of Issuer With Respect to Registered Owners.
8-208 - Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent.