New York Laws
Article 12-E - Licensed Mortgage Loan Originators
599-M - Required Records and Reporting.

(a) A change in his or her primary residence address;
(b) Any felony conviction or pending felony charges; any charge of or
conviction with respect to a misdemeanor involving financial services or
a financial services related business; or any charge or conviction
involving fraud, false statements or omissions, theft or wrongful taking
of property, bribery, perjury, forgery or extortion subsequent to
initial authorization;
(c) Any termination of or resignation from employment of affiliation
with an originating entity;
(d) Any initiation, settlement or resolution of any complaint, action
or proceeding brought against him or her by a state or federal
governmental unit or self-regulatory organization in connection with a
financial services-related activity or business or involving fraud,
misrepresentation, consumer deception, larceny or perjury;
(e) Any initiation, settlement or resolution of any other civil action
or proceeding against him or her involving fraud, misrepresentation,
larceny or perjury; and
(f) Any other matters as directed by the superintendent.