"Financial or institutional investor" means any of the following, whether acting for itself or others in a fiduciary capacity other than as an agent:
1. A depository institution;
2. An insurance company;
3. A separate account of an insurance company;
4. An investment company as defined in the Investment Company Act of 1940;
5. An employee pension, profit-sharing, or benefit plan if the plan has total assets in excess of $5,000,000 or its investment decisions are made by a named fiduciary, as defined in the Employee Retirement Income Security Act of 1974, that is either a broker-dealer registered under the Securities Exchange Act of 1934, an investment adviser registered or exempt from registration under the Investment Advisers Act of 1940, a depository institution, or an insurance company; and
6. Any other institutional buyer.
(Added to NRS by 1987, 2150; A 1989, 160)
Structure Nevada Revised Statutes
Chapter 90 - Securities (Uniform Act)
NRS 90.215 - "Administrator" defined.
NRS 90.220 - "Broker-dealer" defined.
NRS 90.223 - "Commission" defined.
NRS 90.225 - "Depository institution" defined.
NRS 90.230 - "Division" defined.
NRS 90.235 - "Filing" and "file" defined.
NRS 90.240 - "Financial or institutional investor" defined.
NRS 90.245 - "Fraud," "deceit" and "defraud" defined.
NRS 90.250 - "Investment adviser" defined.
NRS 90.253 - "Investment Adviser Registration Depository" defined. [Effective July 1, 2022.]
NRS 90.255 - "Issuer" defined.
NRS 90.260 - "Nonissuer transaction" defined.
NRS 90.265 - "Person" defined.
NRS 90.270 - "Price amendment" defined.
NRS 90.275 - "Promoter" defined.
NRS 90.276 - "Provider of viatical settlements" defined.
NRS 90.2775 - "Qualifying private fund" defined. [Effective July 1, 2022.]
NRS 90.278 - "Representative of an investment adviser" defined.
NRS 90.280 - "Sale" and "sell" defined.
NRS 90.285 - "Sales representative" defined.
NRS 90.292 - "Securities exchange" defined.
NRS 90.295 - "Security" defined.
NRS 90.300 - "Self-regulatory organization" defined.
NRS 90.307 - "Transfer agent" defined.
NRS 90.308 - "Viatical settlement investment" defined.
NRS 90.309 - "Viator" defined.
NRS 90.310 - Licensing of broker-dealers, sales representatives and transfer agents.
NRS 90.320 - Exempt broker-dealers and sales representatives.
NRS 90.330 - Licensing of investment advisers and representatives of investment advisers.
NRS 90.370 - Examinations: Requirement for licensure; administration; waiver.
NRS 90.390 - Requirements after licensing.
NRS 90.400 - Licensing of successor firms.
NRS 90.410 - Power of inspection.
NRS 90.415 - Fee for inspection of records.
NRS 90.420 - Grounds for denial, suspension, revocation, fine or condition.
NRS 90.430 - Denial, suspension, revocation, fine or condition on grounds of lack of qualification.
NRS 90.450 - Custody of client’s securities and money.
NRS 90.454 - Limitations on trading of security.
NRS 90.456 - Fee for transactions.
NRS 90.457 - Use of unregistered exchange by broker-dealer or representative prohibited.
NRS 90.460 - Registration requirement.
NRS 90.465 - Expeditious processing of notice of claim of exemption from registration requirement.
NRS 90.470 - Registration by filing.
NRS 90.480 - Registration by coordination.
NRS 90.490 - Registration by qualification.
NRS 90.500 - Provisions applicable to registration generally.
NRS 90.510 - Denial, suspension or revocation of registration.
NRS 90.520 - Exempt securities; filing and fee required for exemption.
NRS 90.530 - Exempt transactions.
NRS 90.540 - Additional exemptions; fee.
NRS 90.550 - Revocation of exemptions.
NRS 90.565 - Filing of notice before initial offering of securities.
NRS 90.567 - Filing of notice after first sale of securities.
NRS 90.570 - Offer, sale and purchase.
NRS 90.580 - Manipulation of market.
NRS 90.600 - Misleading filings.
NRS 90.610 - Unlawful representation concerning licensing, registration or exemption.
NRS 90.6115 - "Designated reporter" defined.
NRS 90.612 - "Exploitation" defined.
NRS 90.6125 - "Older person" defined.
NRS 90.613 - "Reasonable cause to believe" defined.
NRS 90.6135 - "Vulnerable person" defined.
NRS 90.6145 - Designated reporter: Designation; duty to report; immunity.
NRS 90.615 - Authority of Attorney General and district attorney.
NRS 90.620 - Investigations and subpoenas.
NRS 90.640 - Power of court to grant relief.
NRS 90.650 - Criminal penalties.
NRS 90.670 - Statute of limitations.
NRS 90.680 - Offer of rescission and settlement.
NRS 90.700 - Liability: General provisions.
NRS 90.710 - Administration of chapter.
NRS 90.715 - Strict interpretation of provisions; waiver of enforcement; no-action letter; fee.
NRS 90.720 - Prohibitions on use of information.
NRS 90.730 - Public information and confidentiality.
NRS 90.740 - Cooperation with other agencies.
NRS 90.760 - Good faith reliance.
NRS 90.770 - Consent to service of process.
NRS 90.780 - Administrative files and records.
NRS 90.785 - Biennial report of Administrator. [Effective July 1, 2022.]
NRS 90.790 - Administrative proceedings.
NRS 90.800 - Summary order of Administrator; notice and opportunity for hearing; final order.
NRS 90.820 - Emergency administrative proceedings.
NRS 90.830 - Scope of chapter.
NRS 90.840 - Contract provisions.
NRS 90.845 - Payment of fees by electronic transfer.
NRS 90.847 - Electronic delivery of records and applications.
NRS 90.860 - Short title; uniformity of application and construction.