Montana Code Annotated
Chapter 10. Securities Regulation
Part 3. Offenses, Penalties, and Immunities

30-10-301. Fraudulent and other prohibited practices - 30-10-301. Fraudulent and other prohibited practices. (1) It is unlawful...

30-10-302. Misleading filings - 30-10-302. Misleading filings. It is unlawful for any person to...

30-10-303. Unlawful representation concerning registration or exemption - 30-10-303. Unlawful representation concerning registration or exemption. (1) The fact...

30-10-304. Investigations and subpoenas - 30-10-304. Investigations and subpoenas. (1) The commissioner may: (a) make...

30-10-305. Injunctions and other remedies -- limitations on actions - 30-10-305. (Temporary) Injunctions and other remedies -- limitations on actions....

30-10-306. Criminal liabilities - 30-10-306. Criminal liabilities. (1) A person who willfully violates any...

30-10-307. Civil liabilities -- limitations on actions - 30-10-307. Civil liabilities -- limitations on actions. (1) Any person...

30-10-308. Judicial review of orders - 30-10-308. Judicial review of orders. Any person aggrieved by a...

30-10-309. Securities restitution - 30-10-309. Securities restitution. (1) The commissioner may, after conducting a...

30-10-310. Reporting requirements - 30-10-310. Reporting requirements. (1) A broker-dealer, investment adviser, investment adviser...

30-10-311. through 30-10-314 reserved - 30-10-311 through 30-10-314 reserved.

30-10-315. Requirements for securities fraud actions -- definition - 30-10-315. Requirements for securities fraud actions -- definition. (1) In...

30-10-316. Sanctions - 30-10-316. Sanctions. (1) In any private action arising under this...

30-10-317. Defendant's right to written interrogatories - 30-10-317. Defendant's right to written interrogatories. In any private action...

30-10-318. Limitation on damages - 30-10-318. Limitation on damages. (1) The provisions of this section...

30-10-319. Applicability of safe harbor for forward-looking statements - 30-10-319. Applicability of safe harbor for forward-looking statements. (1) For...

30-10-320. Prohibition of referral fees - 30-10-320. Prohibition of referral fees. A broker, dealer, or person...

30-10-321. Prosecution of persons aiding violations - 30-10-321. Prosecution of persons aiding violations. For purposes of any...

30-10-322. Loss causation - 30-10-322. Loss causation. In any private action arising under this...

30-10-323. Construction - 30-10-323. Construction. Sections 30-10-315 through 30-10-322 may not be considered...

30-10-324. Definitions - 30-10-324. Definitions. As used in 30-10-301, 30-10-324, 30-10-325, and 30-10-327,...

30-10-325. Operating pyramid promotional scheme unlawful - 30-10-325. Operating pyramid promotional scheme unlawful. (1) A person may...

30-10-326. Repealed - 30-10-326. Repealed. Sec. 6, Ch. 286, L. 2013. History: En....

30-10-327. Multilevel marketing company -- notice of activity -- consent to service - 30-10-327. Multilevel marketing company -- notice of activity -- consent...

30-10-328. through 30-10-339 reserved - 30-10-328 through 30-10-339 reserved.

30-10-340. Governmental disclosure -- immunity - 30-10-340. Governmental disclosure -- immunity. (1) If a qualified individual,...

30-10-341. Third-party disclosure -- immunity - 30-10-341. Third-party disclosure -- immunity. (1) If a qualified individual,...

30-10-342. Delaying disbursements -- immunity - 30-10-342. Delaying disbursements -- immunity. (1) A broker-dealer or investment...