Missouri Revised Statutes
Chapter 198 - Nursing Homes and Facilities
Section 198.073 - Persons eligible for care in residential care facility or assisted living facility — assisted living facility licenses granted, requirements — facility admission, requirements, disclosures — rulemaking authority.

Effective - 28 Aug 2007, 2 histories
198.073. Persons eligible for care in residential care facility or assisted living facility — assisted living facility licenses granted, requirements — facility admission, requirements, disclosures — rulemaking authority. — 1. A residential care facility shall admit or retain only those persons who are capable mentally and physically of negotiating a normal path to safety using assistive devices or aids when necessary, and who may need assisted personal care within the limitations of such facilities, and who do not require hospitalization or skilled nursing care.
2. Notwithstanding the provisions of subsection 1 of this section, those persons previously qualified for residence who may have a temporary period of incapacity due to illness, surgery, or injury, which period does not exceed forty-five days, may be allowed to remain in a residential care facility or assisted living facility if approved by a physician.
3. Any facility licensed as a residential care facility II on August 27, 2006, shall be granted a license as an assisted living facility, as defined in section 198.006, on August 28, 2006, regardless of the laws, rules, and regulations for licensure as an assisted living facility as long as such facility continues to meet all laws, rules, and regulations that were in place on August 27, 2006, for a residential care facility II. At such time that the average total reimbursement, not including residents' cost-of-living increases in their benefits from the Social Security Administration after August 28, 2006, for the care of persons eligible for Medicaid in an assisted living facility is equal to or exceeds forty-one dollars per day, all facilities with a license as an assisted living facility shall meet all laws, rules, and regulations for licensure as an assisted living facility. Nothing in this section shall be construed to allow any facility that has not met the requirements of subsections 4 and 6 of this section to care for any individual with a physical, cognitive, or other impairment that prevents the individual from safely evacuating the facility.
4. Any facility licensed as an assisted living facility, as defined in section 198.006, except for facilities licensed under subsection 3 of this section, may admit or retain an individual for residency in an assisted living facility only if the individual does not require hospitalization or skilled nursing placement, and only if the facility:
(1) Provides for or coordinates oversight and services to meet the needs of the resident as documented in a written contract signed by the resident, or legal representative of the resident;
(2) Has twenty-four-hour staff appropriate in numbers and with appropriate skills to provide such services;
(3) Has a written plan for the protection of all residents in the event of a disaster, including keeping residents in place, evacuating residents to areas of refuge, evacuating residents from the building if necessary, or other methods of protection based on the disaster and the individual building design;
(4) Completes a pre-move-in screening with participation of the prospective resident;
(5) Completes for each resident a community-based assessment, as defined in subdivision (7) of section 198.006:
(a) Upon admission;
(b) At least semiannually; and
(c) Whenever a significant change has occurred in the resident's condition which may require a change in services;
(6) Based on the assessment in subsection 7 of this section and subdivision (5) of this subsection, develops an individualized service plan in partnership with the resident, or legal representative of the resident, that outlines the needs and preferences of the resident. The individualized service plan will be reviewed with the resident, or legal representative of the resident, at least annually, or when there is a significant change in the resident's condition which may require a change in services. The signatures of an authorized representative of the facility and the resident, or the resident's legal representative, shall be contained on the individualized service plan to acknowledge that the service plan has been reviewed and understood by the resident or legal representative;
(7) Makes available and implements self-care, productive and leisure activity programs which maximize and encourage the resident's optimal functional ability;
(8) Ensures that the residence does not accept or retain a resident who:
(a) Has exhibited behaviors that present a reasonable likelihood of serious harm to himself or herself or others;
(b) Requires physical restraint;
(c) Requires chemical restraint. As used in this paragraph, the following terms mean:
a. "Chemical restraint", a psychopharmacologic drug that is used for discipline or convenience and not required to treat medical symptoms;
b. "Convenience", any action taken by the facility to control resident behavior or maintain residents with a lesser amount of effort by the facility and not in the resident's best interest;
c. "Discipline", any action taken by the facility for the purpose of punishing or penalizing residents;
(d) Requires skilled nursing services as defined in subdivision (23) of section 198.006 for which the facility is not licensed or able to provide;
(e) Requires more than one person to simultaneously physically assist the resident with any activity of daily living, with the exception of bathing and transferring;
(f) Is bed-bound or similarly immobilized due to a debilitating or chronic condition; and
(9) Develops and implements a plan to protect the rights, privacy, and safety of all residents and to protect against the financial exploitation of all residents;
(10) Complies with the training requirements of subsection 7 of section 192.2000.
5. Exceptions to paragraphs (d) to (f) of subdivision (8) of subsection 4 of this section shall be made for residents on hospice, provided the resident, designated representative, or both, and the assisted living provider, physician, and licensed hospice provider all agree that such program of care is appropriate for the resident.
6. If an assisted living facility accepts or retains any individual with a physical, cognitive, or other impairment that prevents the individual from safely evacuating the facility with minimal assistance, the facility shall:
(1) Have sufficient staff present and awake twenty-four hours a day to assist in the evacuation;
(2) Include an individualized evacuation plan in the service plan of the resident; and
(3) Take necessary measures to provide residents with the opportunity to explore the facility and, if appropriate, its grounds; and
(4) Use a personal electronic monitoring device for any resident whose physician recommends the use of such device.
7. An individual admitted or readmitted to the facility shall have an admission physical examination by a licensed physician. Documentation should be obtained prior to admission but shall be on file not later than ten days after admission and shall contain information regarding the individual's current medical status and any special orders or procedures that should be followed. If the individual is admitted directly from a hospital or another long-term care facility and is accompanied on admission by a report that reflects his or her current medical status, an admission physical shall not be required.
8. Facilities licensed as an assisted living facility shall disclose to a prospective resident, or legal representative of the resident, information regarding the services the facility is able to provide or coordinate, the costs of such services to the resident, and the resident conditions that will require discharge or transfer, including the provisions of subdivision (8) of subsection 4 of this section.
9. After January 1, 2008, no entity shall hold itself out as an assisted living facility or advertise itself as an assisted living facility without obtaining a license from the department to operate as an assisted living facility. Any residential care facility II licensed under this chapter that does not use the term assisted living in the name of its licensed facility on or before May 1, 2006, shall be prohibited from using such term after August 28, 2006, unless such facility meets the requirements for an assisted living facility in subsection 4 of this section. Any facility licensed as an intermediate care facility prior to August 28, 2006, that provides the services of an assisted living facility, as described in paragraphs (a), (b), and (c) of subdivision (6) of section 198.006, utilizing the social model of care, may advertise itself as an assisted living facility without obtaining a license from the department to operate as an assisted living facility.
10. The department of health and senior services shall promulgate rules to ensure compliance with this section. Any rule or portion of a rule, as that term is defined in section 536.010, that is created under the authority delegated in this section shall become effective only if it complies with and is subject to all of the provisions of chapter 536 and, if applicable, section 536.028. This section and chapter 536 are nonseverable and if any of the powers vested with the general assembly pursuant to chapter 536 to review, to delay the effective date, or to disapprove and annul a rule are subsequently held unconstitutional, then the grant of rulemaking authority and any rule proposed or adopted after August 28, 2006, shall be invalid and void.
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(L. 1979 S.B. 328, et al. § 24, A.L. 1984 S.B. 451, A.L. 1992 H.B. 899 merged with S.B. 573 & 634 merged with S.B. 721, A.L. 1999 S.B. 326, A.L. 2006 S.B. 616, A.L. 2007 H.B. 952 & 674)

Structure Missouri Revised Statutes

Missouri Revised Statutes

Title XII - Public Health and Welfare

Chapter 198 - Nursing Homes and Facilities

Section 198.003 - Citation of law.

Section 198.005 - Assisted living facilities, statutory references to residential care facilities to be changed by revisor of statutes.

Section 198.006 - Definitions.

Section 198.009 - Department to administer — promulgation of rules, procedure — cooperation of other agencies.

Section 198.012 - Provisions of sections 198.003 to 198.136 not to apply, when — exempt entities may be licensed.

Section 198.015 - License, when required — duration — content — effect of change of ownership — temporary permits — penalty for violation.

Section 198.016 - Information on home- and community-based services to be provided prior to admission.

Section 198.018 - Applications for license, how made — fees — affidavit — documents required to be filed — nursing facility quality of care fund created — facilities may not be licensed by political subdivisions, but they may inspect.

Section 198.022 - Licensure applications, department duties — department may copy records at its expense — removal of records prohibited — inspection, when — court order to inspect — out-of-state applicants, compliance history may be requested.

Section 198.026 - Noncompliance, how determined — procedure to correct — notice — reinspection — probationary license.

Section 198.027 - On-site revisit not required, when.

Section 198.029 - Noncompliance — notice to operator and public, when — notice of noncompliance posted.

Section 198.030 - Posting of inspection reports at the facility.

Section 198.032 - Records, what confidential, what subject to disclosure — procedure — central registry to receive complaints of abuse and neglect, procedure — hotline caller log to be maintained.

Section 198.036 - Revocation of license — grounds — notice required.

Section 198.039 - License refused or revoked — review by administrative hearing commission — judicial review.

Section 198.042 - Medical supervision for residents relying on spiritual healing not required.

Section 198.045 - Participation in Medicare or Medicaid optional — survey for certification at same time as license inspection.

Section 198.048 - Different classifications of facility may exist on same premises, when.

Section 198.052 - Records of facilities — when examined or audited — retention, how long — to accompany resident on transfer, when.

Section 198.053 - Assisted living facilities, notification of posting of latest Vaccine Informational Sheet.

Section 198.054 - Influenza vaccination for employees, facilities to assist in obtaining.

Section 198.055 - Inspection by department valid for certain mental health patients, when.

Section 198.058 - Certain facilities exempt from construction standards, when.

Section 198.061 - Penalty for providing services without license — penalty for interfering with enforcement of law.

Section 198.064 - Duplicate payments — how determined — procedures for repayment.

Section 198.066 - Sanctions for violations authorized.

Section 198.067 - Noncompliance with law — injunction, when — civil penalties, how calculated, where deposited.

Section 198.069 - Resident returned to facility from a medical facility, physician orders, duty of facility.

Section 198.070 - Abuse or neglect of residents — reports, when, by whom — contents of report — failure to report, penalty — investigation, referral of complaint, removal of resident — confidentiality of report — immunity, exception — prohibition aga...

Section 198.071 - Death of a resident, persons to contact prior to transfer of deceased.

Section 198.073 - Persons eligible for care in residential care facility or assisted living facility — assisted living facility licenses granted, requirements — facility admission, requirements, disclosures — rulemaking authority.

Section 198.074 - Sprinkler system requirements — fire alarm system requirements.

Section 198.075 - Fire safety standards loan fund created, use of moneys.

Section 198.076 - Department of social services to establish standards and regulations for residential care facilities and assisted living facilities.

Section 198.077 - Department to maintain facility compliance records.

Section 198.079 - Department to establish standards and regulations for intermediate care and skilled nursing facilities.

Section 198.080 - Assessment procedures developed — rulemaking authority.

Section 198.082 - Nursing assistant training programs, requirements — training incomplete, special requirements and supervision for assistant beginning duties — competency evaluation — additional training.

Section 198.085 - Categories of standards for each type of licensed facility.

Section 198.087 - Uniformity of application of regulation standards, department's duties.

Section 198.088 - Facilities to establish policies and procedures, scope, content — rights of residents — complaint — procedure.

Section 198.090 - Personal possessions may be held in trust, requirements, disposal of — written statements required when, penalty — prohibitions, penalties — misappropriation, report, investigation — employee disqualification list.

Section 198.093 - Violations of resident's rights — complaints — legal action — damages.

Section 198.096 - Bond required for facility holding resident's property in trust — exception, cash deposit held in insured escrow.

Section 198.097 - Misappropriation of funds of elderly or disabled nursing home residents, penalty.

Section 198.099 - Petition for appointment of receiver — when.

Section 198.103 - Department may appoint monitor.

Section 198.105 - Petition for appointment of receiver, contents — hearing — appointment of receiver.

Section 198.108 - Ex parte appointment of receiver in emergency, when — notice — hearing.

Section 198.112 - Powers of receiver.

Section 198.115 - Executory contracts, receiver not required to honor — when — hearing.

Section 198.118 - Compensation of receiver.

Section 198.121 - Bond of receiver.

Section 198.124 - License may be issued to facility operated by receiver — duration.

Section 198.128 - Termination of receivership, when.

Section 198.132 - Accounting by receiver, when — contents — liability for deficiency — priority of deficiency judgment.

Section 198.136 - Operator or affiliate not liable for acts of receiver — liability of operator or affiliate otherwise not relieved.

Section 198.139 - Medicaid moneys not to be used for other purposes.

Section 198.142 - Health care provider and vendor not to misrepresent or conceal facts or convert benefits for payments.

Section 198.145 - Kickbacks, bribes and rebates prohibited, when.

Section 198.148 - Offering or making kickbacks, bribes or rebates prohibited, when.

Section 198.151 - Usual trade discounts and employment benefits not kickbacks, bribes or rebates.

Section 198.155 - False statements by health care provider prohibited, when.

Section 198.158 - Penalties for violation of sections 198.139 to 198.155.

Section 198.161 - Fraud investigation division created — director — compensation — assistance by local prosecutors.

Section 198.165 - Medicaid payments stopped by division, when — hearing.

Section 198.168 - Fraud investigation director may petition for appointment of receiver, when — court hearing.

Section 198.171 - Civil restitution of Medicaid funds, when.

Section 198.174 - Fraud investigation director may hold hearings, take oaths — procedure on failure to testify — confidentiality of recorders — penalties.

Section 198.177 - Compelling of testimony — grant of immunity, when.

Section 198.180 - Audit and inspection of records, when — warrant.

Section 198.183 - State agencies and law enforcement officers to cooperate with fraud investigation division.

Section 198.186 - Local crime investigation powers not diminished.

Section 198.187 - Criminal background checks for residents permitted.

Section 198.189 - Medicaid payment system for assisted living facilities to be implemented — options.

Section 198.200 - District created, how — territory included — name — nursing home defined.

Section 198.210 - Petition of voters for district, where filed, contents.

Section 198.220 - Notice of hearing on petition — costs of notice.

Section 198.230 - Procedure where several petitions filed — amendment.

Section 198.240 - If petition sufficient county commission to order election.

Section 198.250 - Notice of election, contents.

Section 198.260 - Form of ballot.

Section 198.263 - Increase in tax levy, procedure — ballot of submission, form.

Section 198.270 - Results of election to be filed.

Section 198.280 - Election districts — election of directors — terms — qualifications — declaration of candidacy — appointed if no candidate — no election required when.

Section 198.290 - Powers of board of directors — first meeting — officers — bylaws — time for meetings.

Section 198.300 - Powers of nursing home district.

Section 198.301 - Whistleblower protection for employees — availability of information on rights of persons retaliated against.

Section 198.305 - Unsuitable site, may be changed, when.

Section 198.310 - Indebtedness for nursing home — election — ballot — limits — tax to pay.

Section 198.312 - Revenue bonds authorized, when.

Section 198.314 - Revenue bonds not an indebtedness of the issuing authority.

Section 198.316 - Revenue bonds, form of, interest rate — to be negotiable instruments.

Section 198.318 - Board of directors to prescribe form, make necessary covenants, restrictions — bondholders, remedies of — revenue bonds, not to be exclusive method of financing.

Section 198.320 - Annexation of territory to district — election.

Section 198.330 - Records of district — officers and employees to give bond.

Section 198.340 - Board as trustee may accept and hold property donated — duties.

Section 198.345 - Apartments for seniors, districts may establish (counties of third and fourth classification).

Section 198.350 - Citation of law.

Section 198.360 - Dissolution of district.

Section 198.401 - Nursing facility reimbursement allowance, definitions.

Section 198.403 - Formula set forth in rules.

Section 198.406 - Records required, transmittal to department — elements of report, determinations.

Section 198.409 - Determination of amount due — notification, payments — offset allowed.

Section 198.412 - Finality of determination, protest — hearing, reconsideration, appeal.

Section 198.416 - Forms and content set forth in rule.

Section 198.418 - Remittance of amount — nursing facility reimbursement allowance fund, purpose, restrictions — nursing facility quality of care fund, purpose, restrictions.

Section 198.421 - Allowance period, notification by department, delinquent allowance — lien, enforcement, sanctions — effect upon license.

Section 198.424 - No effect upon tax-exempt status.

Section 198.427 - Medicaid provider agreements, payments, rate, computation.

Section 198.428 - Medicaid eligibility presumed pending approval or denial of application, when.

Section 198.431 - Contingent application of requirements — disbursement of fund, when.

Section 198.433 - Imposition of allowance, when.

Section 198.436 - Rules, regulations, promulgation, procedure.

Section 198.439 - Expiration date.

Section 198.500 - Citation of law.

Section 198.505 - Definitions.

Section 198.510 - Disclosure required, by whom — licensing department, duties — department of health and senior services, duties.

Section 198.515 - Alzheimer's facilities, informational documents required — department, duties — licensing department, verification.

Section 198.525 - Inspection of certain long-term care facilities, when — restrictions on surveyors, required disclosures — immediate family member defined — conflict of interest, when.

Section 198.526 - Annual inspections — reevaluation of inspection process — disclosure of inspection schedule limited, penalty for violation.

Section 198.527 - Inspectors and surveyors of long-term care facilities — uniformity of application of regulation standards.

Section 198.528 - Long-term care facility information to be provided on department internet website.

Section 198.530 - Managed care services provided in long-term care facilities, when, conditions — reimbursement rate — services included.

Section 198.532 - Investigation of complaints — results provided, when.

Section 198.533 - Conflict of interest, state investigators.

Section 198.534 - Rulemaking authority.

Section 198.545 - Definitions — contracting with third parties — department to establish IDR process, procedures — rulemaking authority.

Section 198.610 - Citation of law — definitions.

Section 198.612 - Placement of electronic monitoring device — immunity from liability, when — release of recordings, when — rulemaking authority.

Section 198.614 - Unauthorized placement of electronic monitoring device — immunity from liability, when.

Section 198.616 - Acknowledgment form, contents.

Section 198.618 - Resident sole authority to request monitoring — exception for lack of capacity, requirements.

Section 198.620 - Request procedure — form, contents — consent requirements — recordkeeping requirements — access to footage, when.

Section 198.622 - Facility to permit monitoring, requirements.

Section 198.624 - Abuse or neglect of resident, use of footage, reporting requirements.

Section 198.626 - Admissibility of footage in court or administrative proceeding, when.

Section 198.628 - Notice of electronic monitoring to be posted.

Section 198.630 - Sanctions, when — administrative penalty, when.

Section 198.632 - Unauthorized acts, electronic monitoring devices and data — penalties — affirmative defense, when.

Section 198.640 - Definitions.

Section 198.642 - Supplemental health care services agency, registration required — procedure.

Section 198.644 - Agency criteria — revocation and nonrenewal of registration, when — appeal procedure.

Section 198.646 - Complaints, reporting system.

Section 198.648 - Rulemaking authority.