Minnesota Statutes
Chapter 80A — Regulation Of Securities
Section 80A.40 — Section 101; Short Title.

Minnesota Statutes

Chapters 80 - 80A — Securities

Chapter 80A — Regulation Of Securities

Section 80A.40 — Section 101; Short Title.

Section 80A.41 — Section 102; Definitions.

Section 80A.42 — Section 103; References To Federal Statutes.

Section 80A.43 — Section 104; References To Federal Agencies.

Section 80A.44 — Section 105; Electronic Records And Signatures.

Section 80A.45 — Section 201; Exempt Securities.

Section 80A.46 — Section 202; Exempt Transactions.

Section 80A.461 — Mnvest Registration Exemption.

Section 80A.47 — Section 203; Additional Exemptions And Waivers.

Section 80A.48 — Section 204; Denial, Suspension, Revocation, Condition, Or Limitation Of Exemptions.

Section 80A.49 — Section 301; Securities Registration Requirement.

Section 80A.50 — Section 302; Federal Covered Securities; Small Corporate Offering Registration.

Section 80A.51 — Section 303; Securities Registration By Coordination.

Section 80A.52 — Section 304; Securities Registration By Qualification.

Section 80A.53 — Section 305; Securities Registration Filings.

Section 80A.54 — Section 306; Denial, Suspension, And Revocation Of Securities Registration.

Section 80A.55 — Section 307; Waiver And Modification.

Section 80A.56 — Section 401; Broker-dealer Registration Requirement And Exemptions.

Section 80A.57 — Section 402; Agent Registration Requirement And Exemptions.

Section 80A.58 — Section 403; Investment Adviser Registration Requirement And Exemptions.

Section 80A.60 — Section 405; Federal Covered Investment Adviser Notice Filing Requirement.

Section 80A.61 — Section 406; Registration By Broker-dealer, Agent, Funding Portal, Investment Adviser, And Investment Adviser Representative.

Section 80A.62 — Section 407; Succession And Change In Registration Of Broker-dealer Or Investment Adviser.

Section 80A.63 — Section 408; Termination Of Employment Or Association Of Agent And Transfer Of Employment Or Association.

Section 80A.64 — Section 409; Withdrawal Of Registration Of Broker-dealer, Agent, And Investment Adviser.

Section 80A.65 — Section 410; Fees And Expenses.

Section 80A.66 — Section 411; Postregistration Requirements.

Section 80A.67 — Section 412; Denial, Revocation, Suspension, Withdrawal, Restriction, Condition, Or Limitation Of Registration.

Section 80A.68 — Section 501; General Fraud.

Section 80A.69 — Section 502; Prohibited Conduct In Providing Investment Advice.

Section 80A.70 — Section 503; Evidentiary Burden.

Section 80A.71 — Section 504; Filing Of Sales And Advertising Literature.

Section 80A.72 — Section 505; Misleading Filings.

Section 80A.73 — Section 506; Misrepresentations Concerning Registration Or Exemption.

Section 80A.74 — Section 507; Qualified Immunity.

Section 80A.75 — Section 508; Criminal Penalties.

Section 80A.76 — Section 509; Civil Liability.

Section 80A.77 — Section 510; Rescission Offers.

Section 80A.78 — Section 601; Administration.

Section 80A.79 — Section 602; Investigations And Subpoenas.

Section 80A.80 — Section 603; Civil Enforcement.

Section 80A.81 — Section 604; Administrative Enforcement.

Section 80A.82 — Section 605; Rules, Forms, Orders, Interpretative Opinions, And Hearings.

Section 80A.83 — Section 606; Administrative Files And Opinions.

Section 80A.84 — Section 607; Public Records; Confidentiality.

Section 80A.85 — Section 608; Uniformity And Cooperation With Other Agencies.

Section 80A.86 — Section 609; Judicial Review.

Section 80A.87 — Section 610; Jurisdiction.

Section 80A.88 — Section 611; Service Of Process.

Section 80A.89 — Section 612; Severability Clause.

Section 80A.90 — Section 703; Application Of Act To Existing Proceeding And Existing Rights And Duties.

Section 80A.91 — Agent Errors And Omissions Insurance; Choice Of Source.