(a) A broker-dealer or investment adviser who, in good faith, complies with section 45A.04 is immune from administrative, civil, or criminal liability that might otherwise arise from the disclosure.
(b) A financial services provider or an employee of a financial services provider who, in good faith, complies with section 45A.04 is immune from administrative, civil, or criminal liability that might otherwise arise from the disclosure.
2018 c 161 s 5; 2020 c 85 s 5
Structure Minnesota Statutes
Chapter 45A — Financial Exploitation Protections For Older Or Vulnerable Adults
Section 45A.02 — Governmental Disclosures.
Section 45A.03 — Immunity For Governmental Disclosures.
Section 45A.04 — Third-party Disclosures.
Section 45A.05 — Immunity For Third-party Disclosures.