The Commissioner by rule or order may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication, whether communicated in hard copy, electronic means, or otherwise, addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security or transaction is exempted by Subtitle 6 of this title or the security is a federal covered security or the transaction is with respect to a federal covered security.
Structure Maryland Statutes
Title 11 - Maryland Securities Act
Subtitle 2 - Division of Securities
Section 11-201 - Administration of Title
Section 11-203 - Rules, Forms, and Orders
Section 11-204 - Hearings to Be Public
Section 11-205 - Filing of Sales and Advertising Literature
Section 11-206 - Administrative Files and Opinions
Section 11-207 - Use or Disclosure of Information
Section 11-208 - Securities Act Registration Fund
Section 11-209 - Action for Violation of 8-801 of Criminal Law Article