Maine Revised Statutes
Subchapter 3: REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES
32 §16301. Securities registration requirement

§16301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless:   [PL 2005, c. 65, Pt. A, §2 (NEW).]
1.  Federal covered security.  The security is a federal covered security;  
[PL 2005, c. 65, Pt. A, §2 (NEW).]
2.  Exempt from registration.  The security, transaction or offer is exempted from registration under sections 16201 to 16203; or  
[PL 2005, c. 65, Pt. A, §2 (NEW).]
3.  Registered.  The security is registered under this chapter.  
[PL 2005, c. 65, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 2005, c. 65, §A2 (NEW).

Structure Maine Revised Statutes