Kentucky Revised Statutes
Article 355.8 - Investment Securities
355.8-315 Repealed, 1997.

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Structure Kentucky Revised Statutes

Kentucky Revised Statutes

Article 355.8 - Investment Securities

355.8-101 Short title.

355.8-102 Definitions.

355.8-103 Rules for determining whether certain obligations and interests are securities or financial assets.

355.8-104 Acquisition of security or financial asset or interest therein.

355.8-105 Notice of adverse claim.

355.8-106 Control.

355.8-107 Whether indorsement, instruction, or entitlement order is effective.

355.8-108 Warranties in direct holding.

355.8-109 Warranties in indirect holding.

355.8-110 Applicability -- Choice of law.

355.8-111 Clearing corporation rules.

355.8-112 Creditor's legal process.

355.8-113 Statute of frauds inapplicable.

355.8-114 Evidentiary rules concerning certificated securities.

355.8-115 Securities intermediary and others not liable to adverse claimant.

355.8-116 Securities intermediary as purchaser for value.

355.8-201 "Issuer.".

355.8-202 Issuer's responsibility and defenses -- Notice of defect of defense.

355.8-203 Staleness as notice of defect or defense.

355.8-204 Effect of issuer's restrictions on transfer.

355.8-205 Effect of unauthorized signature on security certificate.

355.8-206 Completion or alteration of security certificate.

355.8-207 Rights and duties of issuer with respect to registered owners.

355.8-208 Effect of signature of authenticating trustee, registrar, or transfer agent.

355.8-209 Issuer's lien.

355.8-210 Overissue.

355.8-301 Delivery.

355.8-302 Rights of purchaser.

355.8-303 Protected purchaser.

355.8-304 Indorsement.

355.8-305 Instruction.

355.8-306 Effect of guaranteeing signature, indorsement, or instruction.

355.8-307 Purchaser's right to requisites for registration of transfer.

355.8-308 Repealed, 1997.

355.8-309 Repealed, 1997.

355.8-310 Repealed, 1997.

355.8-311 Repealed, 1997.

355.8-312 Repealed, 1997.

355.8-313 Repealed, 1997.

355.8-314 Repealed, 1997.

355.8-315 Repealed, 1997.

355.8-316 Repealed, 1997.

355.8-317 Repealed, 1997.

355.8-318 Repealed, 1997.

355.8-319 Repealed, 1997.

355.8-320 Repealed, 1997.

355.8-321 Repealed, 1997.

355.8-401 Duty of issuer to register transfer.

355.8-402 Assurance that indorsement or instruction is effective.

355.8-403 Demand that issuer not register transfer.

355.8-404 Wrongful registration.

355.8-405 Replacement of lost, destroyed, or wrongfully taken security certificate.

355.8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.

355.8-407 Authenticating trustee, transfer agent, and registrar.

355.8-408 Repealed, 1997.

355.8-501 Securities account -- Acquisition of security entitlement from securities intermediary.

355.8-502 Assertion of adverse claim against entitlement holder.

355.8-503 Property interest of entitlement holder in financial asset held by securities intermediary.

355.8-504 Duties of securities intermediary to maintain financial asset.

355.8-505 Duty of securities intermediary with respect to payments and distributions.

355.8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder.

355.8-507 Duty of securities intermediary to comply with entitlement order.

355.8-508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.

355.8-509 Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.

355.8-510 Rights of purchaser of security entitlement from entitlement holder.

355.8-511 Priority among security interests and entitlement holders.