Indiana Code
Article 1. Uniform Commercial Code
Chapter 8.1. Investment Securities

26-1-8.1-0.1. Effect of Enactment of Chapter - Sec. 0.1. The addition of this chapter by P.L.247-1995 does...

26-1-8.1-0.3. Perfection of Certain Security Interests; Continuation of Perfection - Sec. 0.3. If a security interest in a security is...

26-1-8.1-101. Short Title - Sec. 101. IC 26-1-8.1 may be cited as Uniform Commercial...

26-1-8.1-102. Definitions; Rules of Construction - Sec. 102. (a) In IC 26-1-8.1: (1) "Adverse claim" means...

26-1-8.1-103. Classification as Security or Financial Asset - Sec. 103. (a) A share or similar equity interest issued...

26-1-8.1-104. Acquisition of a Security or Financial Asset - Sec. 104. (a) A person acquires a security or an...

26-1-8.1-105. Notice of Adverse Claim - Sec. 105. (a) A person has notice of an adverse...

26-1-8.1-106. Control of Securities - Sec. 106. (a) A purchaser has "control" of a certificated...

26-1-8.1-107. Effectiveness of Endorsement, Instruction, or Entitlement Order - Sec. 107. (a) "Appropriate person" means: (1) with respect to...

26-1-8.1-108. Warranties Upon Purchase or Transfer of Security - Sec. 108. (a) A person who transfers a certificated security...

26-1-8.1-109. Warranties Made by and to a Securities Intermediary - Sec. 109. (a) A person who originates an entitlement order...

26-1-8.1-110. Applicability of Local Law; Determination of Jurisdiction - Sec. 110. (a) The local law of the issuer's jurisdiction,...

26-1-8.1-111. Applicability of Rules Adopted by Clearing Corporations - Sec. 111. A rule adopted by a clearing corporation governing...

26-1-8.1-112. Creditor Access to Debtor's Interest in a Security - Sec. 112. (a) The interest of a debtor in a...

26-1-8.1-113. Enforceability of Contracts for Sale or Purchase of a Security - Sec. 113. A contract or modification of a contract for...

26-1-8.1-114. Special Rules in Actions Against Issuers of a Certificated Security - Sec. 114. The following rules apply in an action on...

26-1-8.1-115. Liability of Securities Intermediary, Broker, or Other Agent or Bailee - Sec. 115. A securities intermediary that has transferred a financial...

26-1-8.1-116. Determination of Securities Intermediary as Purchaser for Value - Sec. 116. A securities intermediary that receives a financial asset...

26-1-8.1-201. "Issuer" Defined - Sec. 201. (a) With respect to an obligation on or...

26-1-8.1-202. Terms of Security; Rules on Validity; Issuer's Defenses; Cancellation of Contracts - Sec. 202. (a) Even against a purchaser for value and...

26-1-8.1-203. Notice of Defects - Sec. 203. After an act or event, other than a...

26-1-8.1-204. Restrictions on Transfer - Sec. 204. A restriction on transfer of a security imposed...

26-1-8.1-205. Effect of Unauthorized Signature or Certificate - Sec. 205. An unauthorized signature placed on a security certificate...

26-1-8.1-206. Enforceability of Incomplete or Incorrect Certificate - Sec. 206. (a) If a security certificate contains the signatures...

26-1-8.1-207. Registered Owner to Exercise All Rights and Powers of Owner Absent Appropriate Notice of Transfer - Sec. 207. (a) Before due presentment for registration of transfer...

26-1-8.1-208. Warranties by Security Certificate Authenticating Signatory - Sec. 208. (a) A person signing a security certificate as...

26-1-8.1-209. Issuer's Lien - Sec. 209. A lien in favor of an issuer upon...

26-1-8.1-210. Overissue of Security; Refund in the Event of Unavailability of Security - Sec. 210. (a) In this section, "overissue" means the issue...

26-1-8.1-301. Delivery of Security - Sec. 301. (a) Delivery of a certificated security to a...

26-1-8.1-302. Rights Acquired by Purchaser - Sec. 302. (a) Except as otherwise provided in subsections (b)...

26-1-8.1-303. "Protected Purchaser" Defined; Acquisition of Interest Free of Adverse Claims - Sec. 303. (a) "Protected purchaser" means a purchaser of a...

26-1-8.1-304. Endorsement of Securities - Sec. 304. (a) An endorsement may be in blank or...

26-1-8.1-305. Incomplete Instructions; Obligations Imposed on Person Initiating Instructions - Sec. 305. (a) If an instruction has been originated by...

26-1-8.1-306. Warranties by Guarantor - Sec. 306. (a) A person who guarantees a signature of...

26-1-8.1-307. Duties of Transferor of Security - Sec. 307. Unless otherwise agreed, the transferor of a security...

26-1-8.1-401. Issuer's Duty to Register Transfer - Sec. 401. (a) If a certificated security in registered form...

26-1-8.1-402. Issuer's Right to Assurances - Sec. 402. (a) An issuer may require the following assurance...

26-1-8.1-403. Demand That Transfer Not Be Registered; Notice; Contents; Liability - Sec. 403. (a) A person who is an appropriate person...

26-1-8.1-404. Issuer Liability for Wrongful Registration of Transfer - Sec. 404. (a) Except as otherwise provided in IC 26-1-8.1-406,...

26-1-8.1-405. Issuance of New Certificates; Protected Purchasers - Sec. 405. (a) If an owner of a certificated security,...

26-1-8.1-406. Failure to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Certificates - Sec. 406. If a security certificate has been lost, apparently...

26-1-8.1-407. Obligations of Agents Acting on Behalf of Issuer - Sec. 407. A person acting as authenticating trustee, a transfer...

26-1-8.1-501. Acquisition of Security Entitlements - Sec. 501. (a) "Securities account" means an account to which...

26-1-8.1-502. Adverse Claims Against Person Holding a Security Entitlement - Sec. 502. An action based on an adverse claim to...

26-1-8.1-503. Property Interests in Financial Assets; Enforcement of Property Rights; Purchasers for Value - Sec. 503. (a) To the extent necessary for a securities...

26-1-8.1-504. Maintenance of Financial Assets by Securities Intermediary; Exempted Entity - Sec. 504. (a) A securities intermediary shall promptly obtain and...

26-1-8.1-505. Duty of Securities Intermediary to Obtain and Pay Distributions on Financial Assets - Sec. 505. (a) A securities intermediary shall take action to...

26-1-8.1-506. Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder - Sec. 506. A securities intermediary shall exercise rights with respect...

26-1-8.1-507. Duty of Securities Intermediary to Comply With Entitlement Order; Liability for Wrongful Transfer - Sec. 507. (a) A securities intermediary shall comply with an...

26-1-8.1-508. Duty of Securities Intermediary to Act at Direction of Entitlement Holder - Sec. 508. A securities intermediary shall act at the direction...

26-1-8.1-509. Standards for Performance of Duties by Securities Intermediary - Sec. 509. (a) If the substance of a duty imposed...

26-1-8.1-510. Purchaser for Value of Financial Asset or Security Entitlement; Adverse Claims - Sec. 510. (a) In a case not covered by the...

26-1-8.1-511. Priority of Claims in Financial Asset - Sec. 511. (a) Except as otherwise provided in subsections (b)...