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    • Legislation USA
    • Indiana Code
    • Title 28. Financial Institutions
    • Article 14. Corporate Fiduciaries
    • Chapter 5. Investments of Corporate Fiduciaries
    • 28-14-5-2. Limitations on Dealing in Investment Securities

    Indiana Code
    Chapter 5. Investments of Corporate Fiduciaries
    28-14-5-2. Limitations on Dealing in Investment Securities

    Sec. 2. Except as otherwise provided in this article, the business of dealing in investment securities by a corporate fiduciary is limited to purchasing and selling securities without recourse, solely upon the order and for the account of customers and not for its own account.
    As added by P.L.262-1995, SEC.90.

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    Structure Indiana Code

    Indiana Code

    Title 28. Financial Institutions

    Article 14. Corporate Fiduciaries

    Chapter 5. Investments of Corporate Fiduciaries

    28-14-5-1. "Total Equity Capital"

    28-14-5-2. Limitations on Dealing in Investment Securities

    28-14-5-3. Underwriting or Guarantee of Issue of Securities

    28-14-5-4. Purchase for Own Account and Sale of Investment Securities

    28-14-5-5. Purchase for Own Account and Sale of Shares of Investment Companies and Mortgage Backed Securities

    28-14-5-6. Deposit of Funds by Corporate Fiduciaries

    28-14-5-6.5. Purchase of Speculative Securities or Securities Not Rated by a Generally Recognized Security Rating Service

    28-14-5-7. Prohibition on Purchases of Stock of Nonsubsidiaries

    28-14-5-8. Investment in Casualty Insurance Company

    28-14-5-9. "Investment Security"

    28-14-5-10. Purchase Records

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