Sec. 6. As used in this chapter, "securities violation" means a violation of any of the following:
(1) The Securities Act of 1933, as amended, and any regulations related to that act.
(2) The Securities Exchange Act of 1934, as amended, and any regulations related to that act.
(3) The Investment Company Act of 1940, as amended, and any regulations related to that act.
(4) The Investment Advisers Act of 1940, as amended, and any regulations related to that act.
(5) The Indiana Uniform Securities Act (IC 23-19) and any rules related to that act.
(6) Other state securities acts and any rules or regulations related to those acts.
As added by P.L.114-2010, SEC.12. Amended by P.L.42-2011, SEC.47.
Structure Indiana Code
Title 23. Business and Other Associations
Article 20. Victims of Securities Violations
Chapter 1. Restitution for Victims of Securities Violations
23-20-1-4. "Out-of-Pocket Loss"
23-20-1-6. "Securities Violation"
23-20-1-9. Order Awarding Restitution to Claimant Required
23-20-1-10. Confidentiality of Claimant's Personal Information
23-20-1-11. Persons Eligible for Restitution Assistance
23-20-1-12. Application for Restitution Assistance; Filing With Division
23-20-1-13. Division's Review of Applications; Request for Additional Information
23-20-1-14. Denial of Assistance to Victim Participating in or Profiting From Securities Violation
23-20-1-15. Assistance Limited to One Claimant per Victim
23-20-1-16. Adjudication of Violation Required; Final Order; Failure of Party to Pay
23-20-1-17. Denial of Assistance; Order Not Containing Restitution Award
23-20-1-18. Restitution Award Overturned on Appeal; Denial or Forfeiture of Assistance
23-20-1-19. Subrogation Rights of State
23-20-1-20. State's Lien on Victim's Recovery; Deduction of State's Share of Court Expenses
23-20-1-21. Recovery by Claimant Receiving Assistance; Refund to State of Overpayment
23-20-1-23. Limitations on Award
23-20-1-24. Award Not Subject to Execution, Attachment, or Garnishment
23-20-1-25. Securities Restitution Fund; Establishment; Funding Sources
23-20-1-26. Securities Restitution Fund; Funds Continually Appropriated; Purposes
23-20-1-27. Securities Restitution Fund; Funds and Income Nonreverting
23-20-1-29. State's Liability for Award; Limited to Availability of Money in Fund