Indiana Code
Chapter 6. Indiana Commodity Code
23-2-6-34. Administration of Chapter

Sec. 34. (a) The securities division of the office of the secretary of state shall administer this chapter.
(b) The commissioner and any employees of the commissioner may not do the following:
(1) Use for personal gain or benefit any information that:
(A) is filed with the commissioner or obtained by the commissioner; and
(B) is not public information.
(2) Conduct securities dealings or commodity dealings based on public or confidential information that is filed with the commissioner or obtained by the commissioner if there has not been a sufficient time for the securities markets or commodity markets to assimilate the information.
(c) Except as provided in subsection (d), all information that is collected, assembled, or maintained by the commissioner:
(1) is public information; and
(2) is available for inspection by the public.
(d) The following information is not public information and may not be made available by the commissioner for public inspection:
(1) Information obtained in private investigations under section 28(a) or 28(d) of this chapter.
(2) Information that:
(A) is obtained from a federal agency; and
(B) may not be disclosed under federal law.
(e) The commissioner shall have the discretion to disclose any information that is confidential under subsection (d)(1) to a person described in section 35(a) of this chapter.
(f) This chapter does not create or derogate any privilege that exists at common law, by statute, or otherwise, when any documentary evidence or other evidence is sought under subpoena directed to the commissioner or any employee of the commissioner.
As added by P.L.177-1991, SEC.10.

Structure Indiana Code

Indiana Code

Title 23. Business and Other Associations

Article 2. Securities and Franchises

Chapter 6. Indiana Commodity Code

23-2-6-1. "Board of Trade" Defined

23-2-6-2. "Commissioner" Defined

23-2-6-3. "Cftc Rule" Defined

23-2-6-4. "Commodity" Defined

23-2-6-5. "Commodity Broker-Dealer" Defined

23-2-6-6. "Commodity Contract" Defined

23-2-6-7. "Commodity Exchange Act" Defined

23-2-6-8. "Commodity Futures Trading Commission" Defined

23-2-6-9. "Commodity Merchant" Defined

23-2-6-10. "Commodity Option" Defined

23-2-6-11. "Commodity Sales Representative" Defined

23-2-6-12. "Financial Institution" Defined

23-2-6-13. "Offer" Defined

23-2-6-14. "Person" Defined

23-2-6-15. "Precious Metal" Defined

23-2-6-16. "Sale" Defined

23-2-6-17. Limitations; Commodity Contracts or Options

23-2-6-18. Persons Permitted to Offer Transactions Under Ic 23-2-6-17

23-2-6-19. Contracts or Transactions Permitted Under Ic 23-2-6-17

23-2-6-20. Waiver of Requirements; Qualified Sellers; Limitation on Authority to Engage in Business

23-2-6-21. Summary Denial or Suspension of Exemption; Qualified Sellers

23-2-6-22. Rules; Orders

23-2-6-23. Registration of Commodity Merchants; Places for Trading Commodities or Options

23-2-6-24. Fraud

23-2-6-25. Liability; Violation of Chapter

23-2-6-26. Effect of Chapter on Securities Law

23-2-6-27. Construction and Implementation of Chapter

23-2-6-28. Investigations; Examinations; Hearings; Civil Penalties

23-2-6-29. Cease and Desist Orders; Civil Remedies

23-2-6-30. Violations; Special Remedies

23-2-6-31. Commodity Codes of Other States; Violations; Remedies

23-2-6-32. Bonds; Official Actions

23-2-6-33. Penalties

23-2-6-34. Administration of Chapter

23-2-6-35. Cooperation With Other Authorities

23-2-6-36. Rules; Forms; Orders

23-2-6-37. Service of Process

23-2-6-38. Application of Sections Ic 23-2-6-17, Ic 23-2-6-23, and Ic 23-2-6-24

23-2-6-39. Administrative Proceedings

23-2-6-40. Summary Orders; Final Orders

23-2-6-41. Review; Final Orders of Commissioner

23-2-6-42. Burden of Proof; Exemptions

23-2-6-43. Failure to Make Physical Delivery; Defenses