The filing of an application for registration, a registration statement, a notice filing under this chapter, the registration of a person, the notice filing by a person, or the registration of a security under this chapter does not constitute a finding by the Commissioner that a record filed under this chapter is true, complete, and not misleading. The filing or registration or the availability of an exemption, exception, preemption, or exclusion for a security or a transaction does not mean that the Commissioner has passed upon the merits or qualifications of, or recommended or given approval to, a person, security, or transaction. It is unlawful to make, or cause to be made, to a purchaser, customer, client, or prospective customer or client a representation inconsistent with this Code section.
History. Code 1981, § 10-5-55 , enacted by Ga. L. 2008, p. 381, § 1/SB 358.
Structure Georgia Code
Chapter 5 - Georgia Uniform Securities
Article 5 - Violations, Penalties, and Civil Liability
§ 10-5-50. Unlawful Practices With Offer, Sale, or Purchase of Security
§ 10-5-51. Fraud or Deceit Unlawful; Adoption of Rule
§ 10-5-52. Civil and Criminal Proceedings
§ 10-5-53. Order or Rule May Require Filing of Prospectus and Additional Information
§ 10-5-54. Unlawful to Make False or Misleading Statements
§ 10-5-56. Liability for Defamation Related to Information Contained in Record
§ 10-5-57. Penalties for Violations