(1) An authenticating trustee, registrar, transfer agent, or other person entrusted by the issuer with the signing of the security certificate or of similar security certificates, or the immediate preparation for signing of any of them; or
(2) An employee of the issuer, or of any of the persons listed in subsection (1), entrusted with responsible handling of the security certificate.
History.—s. 2, ch. 98-11.
Structure Florida Statutes
Title XXXIX - Commercial Relations
Chapter 678 - Uniform Commercial Code: Investment Securities
Part II - Issue and Issuer (Ss. 678.2011-678.2101)
678.2021 - Issuer’s responsibility and defenses; notice of defect or defense.
678.2031 - Staleness as notice of defect or defense.
678.2041 - Effect of issuer’s restriction on transfer.
678.2051 - Effect of unauthorized signature on security certificate.
678.2061 - Completion or alteration of security certificate.
678.2071 - Rights and duties of issuer with respect to registered owners.
678.2081 - Effect of signature of authenticating trustee, registrar, or transfer agent.