(1) The office shall transfer the amount of fees required to be deposited into the Securities Guaranty Fund pursuant to s. 517.131;
(2) After the transfer required in subsection (1), the office shall transfer the $50 assessment fee collected from each associated person under s. 517.12(10) and (11) and 30.44 percent of the $100 assessment fee paid by dealers and investment advisors for each office in the state under s. 517.12(10) and (11) to the Regulatory Trust Fund; and
(3) All remaining fees shall be deposited into the General Revenue Fund.
History.—s. 7, ch. 78-435; s. 5, ch. 80-254; ss. 2, 3, ch. 81-318; ss. 14, 15, ch. 90-362; s. 4, ch. 91-429; s. 611, ch. 2003-261; s. 4, ch. 2007-63; s. 3, ch. 2008-132.
Structure Florida Statutes
Title XXXIII - Regulation of Trade, Commerce, Investments, and Solicitations
Chapter 517 - Securities Transactions
517.03 - Rulemaking; Immunity for Acts in Conformity With Rules.
517.061 - Exempt Transactions.
517.0611 - Intrastate Crowdfunding.
517.07 - Registration of Securities.
517.072 - Viatical Settlement Investments.
517.075 - Cuba, Prospectus Disclosure of Doing Business With, Required.
517.081 - Registration Procedure.
517.082 - Notification Registration.
517.111 - Revocation or Denial of Registration of Securities.
517.12 - Registration of Dealers, Associated Persons, Intermediaries, and Investment Advisers.
517.1201 - Notice Filing Requirements for Federal Covered Advisers.
517.1202 - Notice-Filing Requirements for Branch Offices.
517.121 - Books and Records Requirements; Examinations.
517.131 - Securities Guaranty Fund.
517.141 - Payment From the Fund.
517.151 - Investments of the Fund.
517.191 - Injunction to Restrain Violations; Civil Penalties; Enforcement by Attorney General.
517.201 - Investigations; Examinations; Subpoenas; Hearings; Witnesses.
517.2015 - Confidentiality of Information Relating to Investigations and Examinations.
517.2016 - Public Records Exemption; Examination Techniques or Procedures.
517.211 - Remedies Available in Cases of Unlawful Sale.
517.221 - Cease and Desist Orders.
517.275 - Commodities; Prohibited Practices.
517.301 - Fraudulent Transactions; Falsification or Concealment of Facts.
517.311 - False Representations; Deceptive Words; Enforcement.
517.312 - Securities, Investments, Boiler Rooms; Prohibited Practices; Remedies.
517.313 - Destroying Certain Records; Reproduction.
517.32 - Exemption From Excise Tax, Certain Obligations to Pay.