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    • Legislation USA
    • District of Columbia Code
    • Title 31 - Insurance and Securities
    • Chapter 56 - Securities
    • Subchapter II - Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives
    • § 31–5602.11. Continuing education

    District of Columbia Code
    Subchapter II - Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives
    § 31–5602.11. Continuing education

    The Commissioner may, by rule or order, establish continuing education requirements for investment adviser representatives.
    (Oct. 26, 2000, D.C. Law 13-203, § 211; as added June 25, 2002, D.C. Law 14-150, § 2(d), 49 DCR 4238.)

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    Structure District of Columbia Code

    District of Columbia Code

    Title 31 - Insurance and Securities

    Chapter 56 - Securities

    Subchapter II - Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives

    § 31–5602.01. Licensing of broker-dealer and agent

    § 31–5602.02. Licensing of investment adviser and investment adviser representative

    § 31–5602.03. License and notice filing procedure

    § 31–5602.04. Post-licensing requirements

    § 31–5602.05. Licensing of successor firms

    § 31–5602.06. Power of inspection, examination and audit

    § 31–5602.07. Grounds for denial, suspension, or revocation

    § 31–5602.08. Denial, suspension, or revocation on grounds of lack of qualification

    § 31–5602.09. Withdrawal

    § 31–5602.10. Limited registration of Canadian broker-dealers and agents

    § 31–5602.11. Continuing education

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