The Director may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by § 73-207 of this title or is a federal covered security.
Structure Delaware Code
Subchapter II. Provisions Relating to the Offer, Sale, and Purchase of Securities
§ 73-202. Registration of and notice filing for securities.
§ 73-203. Registration of securities by coordination.
§ 73-204. Registration of securities by qualification.
§ 73-205. Provisions applicable to registration of securities generally.
§ 73-208. Federal covered securities.
§ 73-210. Unlawful representations concerning registration, notice filing or exemption.