Connecticut General Statutes
Chapter 701a - Insurance Producers, Agents and Third-Party Administrators
Section 38a-702q. - Applicability of provisions.

Except as provided in section 38a-702g and section 38a-702n, sections 38a-702a to 38a-702r, inclusive, shall not apply to surplus lines brokers licensed pursuant to section 38a-769 or 38a-794.

(P.A. 01-113, S. 17, 42; P.A. 14-235, S. 59.)
History: P.A. 01-113 effective September 1, 2002; P.A. 14-235 replaced reference to excess and surplus lines agents with reference to surplus lines brokers and replaced reference to Secs. 38a-740 to 38a-745 with reference to Sec. 38a-769.

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Structure Connecticut General Statutes

Connecticut General Statutes

Title 38a - Insurance

Chapter 701a - Insurance Producers, Agents and Third-Party Administrators

Section 38a-702. (Formerly Sec. 38-69). - Definitions.

Section 38a-702a. - Definitions.

Section 38a-702b. - Producer license required.

Section 38a-702c. - Exceptions to licensing requirement.

Section 38a-702d. - Examinations. Fees.

Section 38a-702e. - Application for license. Examination. Waiver of examination requirement. Exception for limited lines producers.

Section 38a-702f. - Producer licenses. Reinstatement. Waivers. Notice to commissioner re change in information. Commissioner authorized to contract for performance of ministerial functions re licensing.

Section 38a-702g. - Nonresident licenses.

Section 38a-702h. - Exemption from examination. Requirements for producers in other states who become residents of Connecticut. Waiver of examination for certain chartered underwriters.

Section 38a-702i. - Notice to commissioner re use of assumed name.

Section 38a-702j. - Temporary producer licenses.

Section 38a-702k. - Denial, nonrenewal or revocation of producer licenses. Hearings. Penalties.

Section 38a-702l. - Producer commissions.

Section 38a-702m. - Agent appointments. Fees.

Section 38a-702n. - Reciprocity.

Section 38a-702o. - Producer to report administrative actions and criminal prosecutions to commissioner.

Section 38a-702p. - Regulations.

Section 38a-702q. - Applicability of provisions.

Section 38a-702r. - Construction. Provisions not applicable to bail bond or title insurance.

Section 38a-702s. - Additional grounds for denial of producer licenses.

Section 38a-702t. - Banking Commissioner to provide list of certain registrants and registration denials, suspensions and revocations. Consideration of denial, suspension or revocation for producer license application and current producer licensure....

Section 38a-703. (Formerly Sec. 38-70). - Soliciting business for unlicensed insurance or surety company prohibited.

Section 38a-704. (Formerly Sec. 38-71). - Penalty for acting as insurance producer without license.

Section 38a-705. (Formerly Sec. 38-73). - Exemption of fraternal benefit societies.

Section 38a-706. (Formerly Sec. 38-75). - Sharing commission.

Section 38a-707. (Formerly Sec. 38-75a). - Producer service fees and commissions limited. Exemption for registration under the federal Investment Advisers Act. Disclosures.

Section 38a-707a. - Producer compensation. Disclosure and customer acknowledgment.

Section 38a-707b. - Disclosure of producer fees and compensation upon request of municipality or board of education.

Section 38a-708. (Formerly Sec. 38-76a). - Company to furnish facts relative to termination of agent's appointment. False statement sole grounds for cause of action by agent.

Section 38a-709. (Formerly Sec. 38-76b). - Termination of producer's appointment and contract.

Section 38a-710. (Formerly Sec. 38-76d). - Insurers prohibited from cancelling or amending contract of independent producer solely because of adverse underwriting experience.

Section 38a-711. (Formerly Sec. 38-92). - Payment of commissions to unlicensed persons.

Section 38a-712. (Formerly Sec. 38-92a). - Report of failure of producer to remit premiums and of checks returned for insufficient funds or otherwise dishonored. Suspension of producer license.

Section 38a-713. (Formerly Sec. 38-89). - Signing or countersigning insurance policies in blank. Penalties.

Section 38a-714. (Formerly Sec. 38-90). - Personal liability of person acting on behalf of insurance company not licensed to do business in this state.

Section 38a-715. (Formerly Sec. 38-90a). - Payment by insured to producer as payment to company.

Section 38a-716. (Formerly Sec. 38-90b). - Premium advancing by producer. Cancellation of policy.

Section 38a-717. (Formerly Sec. 38-91). - Payment of commissions to producers.

Section 38a-718. (Formerly Sec. 38-76c). - Restrictions on negotiation of insurance incidental to extension of credit.

Section 38a-720. - Definitions.

Section 38a-720a. - License. Exemptions. Written agreement required.

Section 38a-720b. - Payments of premiums or charges to a third-party administrator.

Section 38a-720c. - Maintenance of and access to books and records. Examination, audit and inspection. Confidentiality of information.

Section 38a-720d. - Advertising.

Section 38a-720e. - Responsibilities of insurer or other person utilizing a third-party administrator.

Section 38a-720f. - Collection of premiums or charges. Payment of claims.

Section 38a-720g. - Compensation prohibitions.

Section 38a-720h. - Disclosures.

Section 38a-720i. - Delivery of written communications to insureds.

Section 38a-720j. - Surety bond required. Audited annual financial statements in lieu of bond. Application. License renewal.

Section 38a-720k. - Registration of certain persons not required to be licensed as third-party administrator.

Section 38a-720l. - License renewal filing.

Section 38a-720m. - Suspension or revocation of license.

Section 38a-720n. - Regulations.