No person shall make or cause to be made orally or in any document filed with the commissioner or in any proceeding, investigation or examination under sections 36b-60 to 36b-80, inclusive, any statement which is, at the time and in the light of the circumstances under which it is made, false or misleading in any material respect or, in connection with the statement, omit to state a material fact necessary to make the statement made, in the light of the circumstances under which it was made, not false or misleading.
(P.A. 96-73, S. 4; P.A. 97-22, S. 23; P.A. 99-38, S. 9; P.A. 00-61, S. 6, 9; P.A. 09-160, S. 9.)
History: P.A. 97-22 made a technical change; P.A. 99-38 added “investigation or examination”; P.A. 00-61 prohibited false or misleading oral statements, effective July 1, 2000; P.A. 09-160 added provision re omission of material fact necessary to make statement made not false or misleading.
Structure Connecticut General Statutes
Title 36b - Connecticut Securities Law and Business Opportunity Investment Act
Chapter 672c - Business Opportunity Investment Act
Section 36b-61. (Formerly Sec. 36-504). - Definitions.
Section 36b-63. (Formerly Sec. 36-506). - Disclosure to purchaser-investor required.
Section 36b-64. (Formerly Sec. 36-507). - Surety bond or trust account.
Section 36b-65. (Formerly Sec. 36-508). - Exemptions.
Section 36b-66. (Formerly Sec. 36-509). - Contract to be in writing. Information required.
Section 36b-67. (Formerly Sec. 36-510). - Prohibited sales activities.
Section 36b-69. (Formerly Sec. 36-512). - Registration does not imply approval.
Section 36b-70. (Formerly Sec. 36-513). - Banking Commissioner to administer.
Section 36b-71. (Formerly Sec. 36-514). - Investigations. Powers of commissioner.
Section 36b-72. (Formerly Sec. 36-515). - Violations. Enforcement powers of commissioner. Remedies.
Section 36b-73. (Formerly Sec. 36-516). - Penalties.
Section 36b-74. (Formerly Sec. 36-517). - Contracts voidable, when. Purchaser-investor's remedies.
Section 36b-76. (Formerly Sec. 36-518). - Appeals.
Section 36b-77. (Formerly Sec. 36-519). - Commissioner to adopt regulations.
Section 36b-78. (Formerly Sec. 36-520). - Commissioner to keep register of applications.
Section 36b-79. (Formerly Sec. 36-521). - Renewal of registration. Amended disclosure document.
Section 36b-80. - False or misleading statements prohibited.