Connecticut General Statutes
Chapter 368z - Health Systems Planning Unit
Section 19a-630. (Formerly Sec. 19a-145). - Definitions.

As used in this chapter, unless the context otherwise requires:

(1) “Affiliate” means a person, entity or organization controlling, controlled by or under common control with another person, entity or organization. Affiliate does not include a medical foundation organized under chapter 594b.
(2) “Applicant” means any person or health care facility that applies for a certificate of need pursuant to section 19a-639a.
(3) “Bed capacity” means the total number of inpatient beds in a facility licensed by the Department of Public Health under sections 19a-490 to 19a-503, inclusive.
(4) “Capital expenditure” means an expenditure that under generally accepted accounting principles consistently applied is not properly chargeable as an expense of operation or maintenance and includes acquisition by purchase, transfer, lease or comparable arrangement, or through donation, if the expenditure would have been considered a capital expenditure had the acquisition been by purchase.
(5) “Certificate of need” means a certificate issued by the unit.
(6) “Days” means calendar days.
(7) “Executive director” means the executive director of the Office of Health Strategy.
(8) “Free clinic” means a private, nonprofit community-based organization that provides medical, dental, pharmaceutical or mental health services at reduced cost or no cost to low-income, uninsured and underinsured individuals.
(9) “Large group practice” means eight or more full-time equivalent physicians, legally organized in a partnership, professional corporation, limited liability company formed to render professional services, medical foundation, not-for-profit corporation, faculty practice plan or other similar entity (A) in which each physician who is a member of the group provides substantially the full range of services that the physician routinely provides, including, but not limited to, medical care, consultation, diagnosis or treatment, through the joint use of shared office space, facilities, equipment or personnel; (B) for which substantially all of the services of the physicians who are members of the group are provided through the group and are billed in the name of the group practice and amounts so received are treated as receipts of the group; or (C) in which the overhead expenses of, and the income from, the group are distributed in accordance with methods previously determined by members of the group. An entity that otherwise meets the definition of group practice under this section shall be considered a group practice although its shareholders, partners or owners of the group practice include single-physician professional corporations, limited liability companies formed to render professional services or other entities in which beneficial owners are individual physicians.
(10) “Health care facility” means (A) hospitals licensed by the Department of Public Health under chapter 368v; (B) specialty hospitals; (C) freestanding emergency departments; (D) outpatient surgical facilities, as defined in section 19a-493b and licensed under chapter 368v; (E) a hospital or other facility or institution operated by the state that provides services that are eligible for reimbursement under Title XVIII or XIX of the federal Social Security Act, 42 USC 301, as amended; (F) a central service facility; (G) mental health facilities; (H) substance abuse treatment facilities; and (I) any other facility requiring certificate of need review pursuant to subsection (a) of section 19a-638. “Health care facility” includes any parent company, subsidiary, affiliate or joint venture, or any combination thereof, of any such facility.
(11) “Nonhospital based” means located at a site other than the main campus of the hospital.
(12) “Office” means the Office of Health Strategy.
(13) “Person” means any individual, partnership, corporation, limited liability company, association, governmental subdivision, agency or public or private organization of any character, but does not include the agency conducting the proceeding.
(14) “Physician” has the same meaning as provided in section 20-13a.
(15) “Termination of services” means the cessation of any services for a period greater than one hundred eighty days.
(16) “Transfer of ownership” means a transfer that impacts or changes the governance or controlling body of a health care facility, institution or large group practice, including, but not limited to, all affiliations, mergers or any sale or transfer of net assets of a health care facility.
(17) “Unit” means the Health Systems Planning Unit.
(P.A. 73-117, S. 2, 31; 73-616, S. 59; P.A. 75-562, S. 1, 8; P.A. 77-192, S. 1, 13; 77-601, S. 6, 11; 77-614, S. 323, 610; P.A. 78-109, S. 1, 2, 6; P.A. 86-374, S. 1, 6; P.A. 87-420, S. 13, 14; P.A. 89-72, S. 4, 5; P.A. 93-381, S. 9, 39; P.A. 94-174, S. 4, 12; May Sp. Sess. P.A. 94-3, S. 19, 28; P.A. 95-257, S. 12, 21, 39, 41, 58; P.A. 98-150, S. 1, 17; P.A. 99-172, S. 2, 7; P.A. 00-27, S. 23, 24; June 30 Sp. Sess. P.A. 03-3, S. 30; P.A. 04-249, S. 4; P.A. 05-280, S. 61; P.A. 06-196, S. 213; P.A. 07-252, S. 69; Sept. Sp. Sess. P.A. 09-3, S. 5; P.A. 10-179, S. 83; P.A. 14-168, S. 5; P.A. 15-146, S. 36; P.A. 18-91, S. 18; P.A. 22-118, S. 226.)
History: P.A. 73-616 excluded from consideration as health care facility or institution facilities operated by nonprofit educational institution solely for students, faculty and staff and their dependents; P.A. 75-562 defined “commission” and “commissioner” and extended applicability beyond chapter; P.A. 77-192 defined “state health care facility or institution”; P.A. 77-601 included homemaker-home health aide agencies as health care facilities and institutions; P.A. 77-614 replaced commissioner of health with commissioner of health services, effective January 1, 1979; P.A. 78-109 excluded Christian Science sanatoriums from consideration as health care facilities or institutions and specified that state health care facility or institution is one which provides services reimbursable under Title XVIII or XIX of Social Security Act; Sec. 19-73b transferred to Sec. 19a-145 in 1983; P.A. 86-374 deleted coordination, assessment and monitoring agencies from definition of health care facility or institution; P.A. 87-420 deleted an obsolete reference to Sec. 19a-7; P.A. 89-72 changed “diagnosis and treatment” to “diagnosis or treatment”; P.A. 93-381 replaced commissioner of health services with commissioner of public health and addiction services, effective July 1, 1993; P.A. 94-174 made technical changes in Subsec. (a) and added new Subsec. (b) defining “clinical laboratory” for certificate of need purposes, effective June 6, 1994; May Sp. Sess. P.A. 94-3 amended Subsec. (a) to add outpatient clinics, free-standing outpatient surgical facilities and imaging centers to the definition of health care facilities and to specify that such facilities include any parent company, subsidiary affiliate, joint venture or combination of such, effective July 1, 1994; P.A. 95-257 replaced reference to Secs. 17b-238 and 19a-114 with reference to chapter 368z, Commission on Hospitals and Health Care with Office of Health Care Access and Commissioner of Public Health and Addiction Services with Commissioner of Health Care Access, effective July 1, 1995; Sec. 19a-145 transferred to Sec. 19a-630 in 1997; P.A. 98-150 changed Subdiv. designations from letters to numbers, amended Subdiv. (1) to change “home health care agencies” to “home health agencies”, delete “homemaker-home health aide agencies”, change “personal care homes” to “residential care homes” add “rest homes” and delete reference to municipal outpatient clinics, added new Subdiv. (5) defining “affiliate” and deleted former Subsec. (b) defining “clinical laboratory”, effective June 5, 1998; P.A. 99-172 replaced former Subdiv. (5) defining “affiliate” with new Subdiv. (5) defining “person”, effective June 23, 1999; P.A. 00-27 made technical changes in Subdiv. (1), effective May 1, 2000; June 30 Sp. Sess. P.A. 03-3 amended Subdiv. (1) by deleting “residential care homes” from definition of “health care facility or institution”, effective August 20, 2003; P.A. 04-249 amended Subdiv. (1) by changing “free standing outpatient surgical facilities” to “outpatient surgical facilities”, effective July 1, 2004; P.A. 05-280 amended Subdiv. (1) by including critical access hospital in definition of “health care facility or institution”, effective July 1, 2005; P.A. 06-196 made technical changes in Subdiv. (1), effective June 7, 2006; P.A. 07-252 substituted “mobile field hospitals” for “critical access hospitals” in definition of “health care facility or institution”, effective July 12, 2007; Sept. Sp. Sess. P.A. 09-3 amended prefatory language by adding “unless the context otherwise requires”, redefined “office” in Subdiv. (3) by adding “division of the Department of Public Health” and redefined “commissioner” in Subdiv. (4) by substituting Commissioner of Public Health for Commissioner of Health Care Access, effective October 6, 2009; P.A. 10-179 replaced former Subdivs. (1) to (5) with new Subdivs. (1) to (14) re definitions applicable to certificate of need process; P.A. 14-168 added new Subdiv. (10) defining “group practice”, redesignated existing Subdivs. (10) to (13) as Subdivs. (11) to (14), added Subdiv. (15) defining “physician”, and redesignated existing Subdiv. (14) as Subdiv. (16) and amended same by adding reference to group practice, effective July 1, 2014; P.A. 15-146 amended Subdivs. (10) and (16) by replacing “group practice” with “large group practice”, effective July 1, 2015; P.A. 18-91 amended Subdiv. (5) by replacing “office” with “unit”, deleted Subdivs. (7) and (8) defining deputy commissioner and commissioner, respectively, added new Subdiv. (7) defining “executive director”, redesignated Subdivs. (9) to (12) as Subdivs. (8) to (11), redesignated Subdiv. (13) as Subdiv. (12) and amended same to replace reference to Office of Health Care Access with reference to Office of Health Strategy, redesignated Subdivs. (14) to (16) as Subdivs. (13) to (15), and added Subdiv. (16) defining “unit”, effective May 14, 2018; P.A. 22-118 added definition for “termination of services” as Subdiv. (15) and redesignated existing Subdivs. (15) and (16) as (16) and (17), effective May 7, 2022.
Annotation to former section 19-73b:
Cited. 182 C. 314.
Annotation to former section 19a-145:
Cited. 214 C. 321.

Structure Connecticut General Statutes

Connecticut General Statutes

Title 19a - Public Health and Well-Being

Chapter 368z - Health Systems Planning Unit

Section 19a-610. - Short title: Office of Health Care Access Act.

Section 19a-611. - Definitions.

Section 19a-612. - Health Systems Planning Unit within Office of Health Strategy.

Section 19a-612a. - Office within Department of Public Health for administrative purposes only.

Section 19a-612b. - Office of Health Care Access to be successor agency to the Commission on Hospitals and Health Care.

Section 19a-612c. - Term “Commission on Hospitals and Health Care” deemed to mean “Office of Health Care Access”.

Section 19a-612d. - Health Systems Planning Unit overseen by executive director of the Office of Health Strategy.

Section 19a-613. - Powers and duties. Data collection.

Section 19a-614. - Support staff and consultants.

Section 19a-615. - Health Care Reform Review Board. Reports.

Section 19a-616. - Connecticut Health Care Data Institute. Regulations.

Section 19a-617. - Advisory board.

Section 19a-617a. - Demonstration project converting acute care hospital to provider of other medical services. Certificate of need waiver, property tax abatement.

Section 19a-617b. - Demonstration project for long-term acute care hospitals or satellite facilities. Waiver of licensure requirements. Certificate of need. Report.

Section 19a-617c. - Payments for services provided in long-term acute care hospitals or satellite facilities.

Section 19a-618 to 19a-622. - Definitions. Collection; methodology; reporting requirements. Fee schedule; reports, analyses and studies. Confidentiality of data. Filing of data with institute.

Section 19a-630. (Formerly Sec. 19a-145). - Definitions.

Section 19a-630a. - Affiliate deemed controlled by another person.

Section 19a-631. (Formerly Sec. 19a-148a). - Assessments of hospitals for expenses of the unit.

Section 19a-632. (Formerly Sec. 19a-148b). - Calculation of assessment and costs.

Section 19a-632a. - Payment of assessment by electronic funds transfer.

Section 19a-633. (Formerly Sec. 19a-149). - Investigative powers.

Section 19a-634. (Formerly Sec. 19a-150). - State-wide health care facility utilization study. State-wide health care facilities and services plan. Inventory of health care facilities, equipment and services.

Section 19a-635 and 19a-636. (Formerly Secs. 19a-151 and 19a-152). - Rate-setting powers. Requests for approval of lesser increases.

Section 19a-637. (Formerly Sec. 19a-153). - Office to promote effective health planning in the state.

Section 19a-637a. - Short-term acute care general or children's hospitals to submit budgets for next hospital fiscal year.

Section 19a-638. (Formerly Sec. 19a-154). - Certificate of need. When required and not required. Request for unit determination. Policies, procedures and regulations.

Section 19a-639. (Formerly Sec. 19a-155). - Certificate of need guidelines and principles. Application involving transfer of ownership of a hospital; denial; conditions on approval; hiring of post-transfer compliance reporter.

Section 19a-639a. - Certificate of need application process. Issuance of decision. Public hearings. Policies, procedures and regulations.

Section 19a-639b. - Certificate of need. Validity, extension, revocation and nontransferability. Policies, procedures and regulations.

Section 19a-639c. - Proposed relocation of a health care facility. Policies, procedures and regulations.

Section 19a-639d. - Certificate of need. Waiver for year 2000 computer capability.

Section 19a-639e. - Proposed termination of service by a health care facility. Policies, procedures and regulations.

Section 19a-639f. - Certificate of need involving hospital ownership. Cost and market impact review.

Section 19a-640. (Formerly Sec. 19a-156). - Submission and review of proposed budget. Hearing. Guidelines. Revisions.

Section 19a-641. (Formerly Sec. 19a-158). - Appeals.

Section 19a-642. (Formerly Sec. 19a-159). - Judicial enforcement.

Section 19a-643. (Formerly Sec. 19a-160). - Regulations.

Section 19a-644. (Formerly Sec. 19a-161). - Annual reports of short-term acute care general or children's hospitals. Regulations on affiliation or control of health care facilities and institutions. Required reporting of audited financial statements.

Section 19a-645. (Formerly Sec. 19a-162). - Taking of land to enlarge hospitals.

Section 19a-646. (Formerly Sec. 19a-166). - Negotiation of discounts and different rates and methods of payments with hospitals. Filing with the unit.

Section 19a-647. (Formerly Sec. 19a-166b). - Preferred provider network. Definitions. Filing requirements.

Section 19a-648. (Formerly Sec. 19a-167e). - Performance or billing by affiliates after the base year. Adjustments. Civil penalty.

Section 19a-649. (Formerly Sec. 19a-167f). - Uncompensated care. Annual submission of information.

Section 19a-650. (Formerly Sec. 19a-167g). - Regulations.

Section 19a-651. (Formerly Sec. 19a-167h). - Data requirement. Rate order compliance. Adjustment.

Section 19a-652. (Formerly Sec. 19a-167i). - Termination of prospective payment system. Savings clause.

Section 19a-653. (Formerly Sec. 19a-167j). - Failure to file data or information. Civil penalty. Notice. Extension. Hearing. Appeal. Deduction from Medicaid payments.

Section 19a-654. (Formerly Sec. 19a-167k). - Data submission requirements. Memorandum of understanding. Regulations.

Section 19a-655. (Formerly Sec. 19a-167l). - Hospital budget calculations for the fiscal year commencing October 1, 1993.

Section 19a-656 to 19a-658. (Formerly Secs. 19a-167m to 19a-167o). - Compliance assessment calculation for fiscal year commencing October 1, 1991, to be applied in fiscal year commencing fiscal year October 1, 1993. Request for adjustment to authoriz...

Section 19a-659. (Formerly Sec. 19a-170). - Definitions.

Section 19a-660. (Formerly Sec. 19a-168g). - Adjustments to orders.

Section 19a-661. (Formerly Sec. 19a-168i). - Penalty.

Section 19a-662. (Formerly Sec. 19a-168j). - Cost reduction plan requirement. Regulations.

Section 19a-663. (Formerly Sec. 19a-168p). - Bond authorization.

Section 19a-664 and 19a-665. (Formerly Secs. 19a-168s and 19a-168t). - Assessment factor for the uncompensated care pool adjustments for the fiscal year commencing October 1, 1993. Authorized governmental shortfall calculation for the fiscal year com...

Section 19a-666. (Formerly Sec. 19a-168u). - Uncompensated care pool expenditures.

Section 19a-667 and 19a-668. (Formerly Secs. 19a-168v and 19a-168w). - Uncompensated care pool termination; final settlement. Assistance for termination of uncompensated care pool.

Section 19a-669. (Formerly Sec. 19a-169). - Determination and information re disproportionate share payments and emergency assistance to families.

Section 19a-670. (Formerly Sec. 19a-169a). - Unit to report on review and financial stability of hospitals.

Section 19a-670a. - Application for federal approval by the Department of Social Services.

Section 19a-670b. - Construction with respect to children's general hospitals.

Section 19a-671 (Formerly Sec. 19a-169b) and 19a-671a. - Calculation and determination of payments. Adjustment of overpayments for disproportionate share-medical emergency assistance by reducing Medicaid payments.

Section 19a-671b. - Provisions for waiver of certain penalties and interest assessed pertaining to liability for taxes owed under chapter 211a or 219.

Section 19a-672 (Formerly Sec. 19a-169c) and 19a-672a. - Use of medical assistance disproportionate share-emergency assistance account funds. Payments when short-term general hospital changes ownership during fiscal year.

Section 19a-673. (Formerly Sec. 19a-169e). - Collections by hospitals and entities owned by or affiliated with a hospital from uninsured patients.

Section 19a-673. (Formerly Sec. 19a-169e). *(See end of section f - Collections by hospitals from uninsured patients.

Section 19a-673a. - Regulations re uniform debt collection standards for hospitals.

Section 19a-673b. - *(See end of section for amended version and effective date.) Initiation of debt collection activities.

Section 19a-673c. - Debt collection report.

Section 19a-673d. - *(See end of section for amended version and effective date.) Cessation of collection efforts upon debtor's eligibility for bed funds or other services.

Section 19a-674 and 19a-675. (Formerly Secs. 19a-170a and 19a-170b). - Net revenue limit. Filings for partial or detailed budget review; hearings.

Section 19a-676. (Formerly Sec. 19a-170c). - Compliance with authorized revenue limits.

Section 19a-676a. - Termination of net revenue compliance payments.

Section 19a-677. (Formerly Sec. 19a-170d). - Computation of relative cost of hospitals.

Section 19a-678. (Formerly Sec. 19a-170e). - Inflation factor.

Section 19a-679. (Formerly Sec. 19a-170f). - Computation of equivalent discharges. Inpatient and outpatient gross revenues and units of service.

Section 19a-680. (Formerly Sec. 19a-170g). - Net revenue limit interim adjustment.

Section 19a-681. - Definitions. Filing of current pricemaster. Charges to be in accordance with detailed schedule of charges on file. Penalty.

Section 19a-682. - Additional billing for services rendered from November 1, 1994, through June 1, 1995.

Section 19a-683. - Reconciliation account.