California Code
Commercial Code - COM
DIVISION 8 - INVESTMENT SECURITIES

CHAPTER 1 - Short Title and General Matters

Section 8101. - 8101. This division may be cited as Uniform Commercial Code—Investment...

Section 8102. - 8102. (a) In this division: (1) “Adverse claim” means a...

Section 8103. - 8103. (a) A share or similar equity interest issued by...

Section 8104. - 8104. (a) A person acquires a security or an interest...

Section 8105. - 8105. (a) A person has notice of an adverse claim...

Section 8106. - 8106. (a) A purchaser has “control” of a certificated security...

Section 8107. - 8107. (a) “Appropriate person” means any of the following: (1)...

Section 8108. - 8108. (a) A person who transfers a certificated security to...

Section 8109. - 8109. (a) A person who originates an entitlement order to...

Section 8110. - 8110. (a) The local law of the issuer’s jurisdiction, as...

Section 8111. - 8111. A rule adopted by a clearing corporation governing rights...

Section 8112. - 8112. (a) The interest of a debtor in a certificated...

Section 8113. - 8113. A contract or modification of a contract for the...

Section 8114. - 8114. The following rules apply in an action on a...

Section 8115. - 8115. A securities intermediary that has transferred a financial asset...

Section 8116. - 8116. A securities intermediary that receives a financial asset and...

CHAPTER 2 - Issue and Issuer

Section 8201. - 8201. (a) With respect to an obligation on or a...

Section 8202. - 8202. (a) Even against a purchaser for value and without...

Section 8203. - 8203. After an act or event, other than a call...

Section 8204. - 8204. A restriction on transfer of a security imposed by...

Section 8205. - 8205. An unauthorized signature placed on a security certificate before...

Section 8206. - 8206. (a) If a security certificate contains the signatures necessary...

Section 8207. - 8207. (a) Before due presentment for registration of transfer of...

Section 8208. - 8208. (a) A person signing a security certificate as authenticating...

Section 8209. - 8209. A lien in favor of an issuer upon a...

Section 8210. - 8210. (a) In this section, “overissue” means the issue of...

CHAPTER 3 - Transfer of Certificated and Uncertificated Securities

Section 8301. - 8301. (a) Delivery of a certificated security to a purchaser...

Section 8302. - 8302. (a) Except as otherwise provided in subdivisions (b) and...

Section 8303. - 8303. (a) “Protected purchaser” means a purchaser of a certificated...

Section 8304. - 8304. (a) An endorsement may be in blank or special....

Section 8305. - 8305. (a) If an instruction has been originated by an...

Section 8306. - 8306. (a) A person who guarantees a signature of an...

Section 8307. - 8307. Unless otherwise agreed, the transferor of a security on...

CHAPTER 4 - Registration

Section 8401. - 8401. (a) If a certificated security in registered form is...

Section 8402. - 8402. (a) An issuer may require the following assurance that...

Section 8403. - 8403. (a) A person who is an appropriate person to...

Section 8404. - 8404. (a) Except as otherwise provided in Section 8406, an...

Section 8405. - 8405. (a) If an owner of a certificated security, whether...

Section 8406. - 8406. If a security certificate has been lost, apparently destroyed,...

Section 8407. - 8407. A person acting as authenticating trustee, transfer agent, registrar,...

CHAPTER 5 - Security Entitlements

Section 8501. - 8501. (a) “Securities account” means an account to which a...

Section 8502. - 8502. An action based on an adverse claim to a...

Section 8503. - 8503. (a) To the extent necessary for a securities intermediary...

Section 8504. - 8504. (a) A securities intermediary shall promptly obtain and thereafter...

Section 8505. - 8505. (a) A securities intermediary shall take action to obtain...

Section 8506. - 8506. A securities intermediary shall exercise rights with respect to...

Section 8507. - 8507. (a) A securities intermediary shall comply with an entitlement...

Section 8508. - 8508. A securities intermediary shall act at the direction of...

Section 8509. - 8509. (a) If the substance of a duty imposed upon...

Section 8510. - 8510. (a) In a case not covered by the priority...

Section 8511. - 8511. (a) Except as otherwise provided in subdivisions (b) and...

CHAPTER 6 - Transition Provisions

Section 8601. - 8601. This division becomes operative January 1, 1997. (Added by...

Section 8603. - 8603. (a) This division does not affect an action or...