California Code
CHAPTER 1 - General Regulations
ARTICLE 8 - Issue of Securities

Section 820. - 820. The terms used in this article shall be given...

Section 821. - 821. “Security” means every instrument commonly known by that term,...

Section 821.5. - 821.5. Without in any manner affecting the scope of the...

Section 822. - 822. Except as otherwise provided by this article, “sale” or...

Section 823. - 823. (a) A privilege pertaining to a security giving the...

Section 824. - 824. “Broker” means every person, other than an agent, who...

Section 825. - 825. “Agent” means every person employed or appointed by an...

Section 826. - 826. “Insurer” for the purposes of this article includes every...

Section 827. - 827. An insurer shall not sell in this state, except...

Section 827.3. - 827.3. (a) As used in this section, the term “insurer”...

Section 827.5. - 827.5. The term “insurer” as used in this section shall...

Section 827.6. - 827.6. Any offer or sale of voting common stock by...

Section 827.7. - 827.7. Where required by this article the commissioner is authorized...

Section 827.8. - 827.8. An offer or sale of voting common stock or...

Section 828. - 828. Except in the case of a broker holding a...

Section 829. - 829. A person shall not issue, circulate, or publish any...

Section 830. - 830. A person shall not issue, circulate, or publish any...

Section 831. - 831. Every security issued by any insurer without a permit...

Section 831.1. - 831.1. Every security of a home protection company issued or...

Section 832. - 832. Every insurer that commits any of the following acts...

Section 833. - 833. Every person who commits any of the acts specified...

Section 834. - 834. The application for a permit to issue or sell...

Section 835. - 835. If the applicant is a partnership, unincorporated association, or...

Section 836. - 836. If the applicant is a corporation, it shall file...

Section 837. - 837. If the applicant is a foreign corporation or association,...

Section 838. - 838. Upon the filing of such application, the commissioner shall...

Section 838.5. - 838.5. Pursuant to this code, the commissioner has been and...

Section 839. - 839. The commissioner shall issue a permit if he finds...

Section 839.1. - 839.1. (a) In any case where a domestic insurer is...

Section 839.5. - 839.5. The commissioner shall not issue a permit for the...

Section 840. - 840. The commissioner may prescribe in the permit the amounts,...

Section 841. - 841. Every permit shall recite in bold type that the...

Section 842. - 842. The commissioner may impose conditions requiring the deposit in...

Section 843. - 843. The commissioner may, from time to time and for...

Section 844. - 844. Every insurer authorized by the commissioner to sell securities...

Section 845. - 845. (a) A person shall not sell or resell any...

Section 845.5. - 845.5. The certificate required by Section 845 to act as...

Section 846. - 846. To secure such certificate, the applicant shall make and...

Section 847. - 847. At the time of filing an application for a...

Section 850. - 850. If the applicant is a foreign corporation or association,...

Section 851. - 851. The commissioner shall examine such application, and shall make...

Section 852. - 852. The commissioner may at any time in accordance with...

Section 853. - 853. Every broker shall, at such times as the commissioner...

Section 854. - 854. After receipt of notice in writing from the commissioner,...

Section 855. - 855. All writings filed with the commissioner under this article...

Section 856. - 856. (a) The commissioner may at any time give or...

Section 857. - 857. The commissioner shall charge and collect the following fees:...

Section 859. - 859. The commissioner shall also collect the following fees: (a)...

Section 860. - 860. No fees shall be charged or collected for copies...