The Securities Commissioner, by rule or order, may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, television, radio, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, as part of a registered offering or as part of an exempt offering required to be filed under § 23-42-503(d) or § 23-42-504(b).
Structure Arkansas Code
Title 23 - Public Utilities and Regulated Industries
Subtitle 2 - Financial Institutions And Securities
Chapter 42 - Arkansas Securities Act
Subchapter 5 - Regulation of Transactions
§ 23-42-501. Sale of unregistered nonexempt securities
§ 23-42-502. Filing of prospectus, sales literature, etc
§ 23-42-503. Exempted securities
§ 23-42-504. Exempted transactions
§ 23-42-505. Denial or revocation of exemption
§ 23-42-506. Burden of proof of exemption
§ 23-42-507. Fraud or deceit in connection with offer, sale, or purchase of securities