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408.101 - Short title. - 408.101 Short title. This chapter may be cited as uniform...
408.102 - Definitions. - 408.102 Definitions. (1) In this chapter: (a) “Adverse claim" means...
408.103 - Rules for determining whether certain obligations and interests are securities or financial assets. - 408.103 Rules for determining whether certain obligations and interests are...
408.104 - Acquisition of security or financial asset or interest therein. - 408.104 Acquisition of security or financial asset or interest therein....
408.105 - Notice of adverse claim. - 408.105 Notice of adverse claim. (1) A person has notice...
408.106 - Control. - 408.106 Control. (1) A purchaser has “control" of a certificated...
408.107 - Whether endorsement, instruction or entitlement order is effective. - 408.107 Whether endorsement, instruction or entitlement order is effective. (1)...
408.108 - Warranties in direct holding. - 408.108 Warranties in direct holding. (1) A person who transfers...
408.109 - Warranties in indirect holding. - 408.109 Warranties in indirect holding. (1) A person who originates...
408.110 - Applicability; choice of law. - 408.110 Applicability; choice of law. (1) The local law of...
408.111 - Clearing corporation rules. - 408.111 Clearing corporation rules. A rule adopted by a clearing...
408.112 - Creditor's legal process. - 408.112 Creditor's legal process. (1) The interest of a debtor...
408.113 - Statute of frauds inapplicable. - 408.113 Statute of frauds inapplicable. A contract or modification of...
408.114 - Evidentiary rules concerning certificated securities. - 408.114 Evidentiary rules concerning certificated securities. The following rules apply...
408.115 - Securities intermediary and others not liable to adverse claimant. - 408.115 Securities intermediary and others not liable to adverse claimant....
408.116 - Securities intermediary as purchaser for value. - 408.116 Securities intermediary as purchaser for value. A securities intermediary...
408.201 - Issuer. - 408.201 Issuer. (1) With respect to an obligation on or...
408.202 - Issuer's responsibility and defenses; notice of defect or defense. - 408.202 Issuer's responsibility and defenses; notice of defect or defense....
408.203 - Staleness as notice of defect or defense. - 408.203 Staleness as notice of defect or defense. After an...
408.204 - Effect of issuer's restriction on transfer. - 408.204 Effect of issuer's restriction on transfer. A restriction on...
408.205 - Effect of unauthorized signature on security certificate. - 408.205 Effect of unauthorized signature on security certificate. An unauthorized...
408.206 - Completion or alteration of security certificate. - 408.206 Completion or alteration of security certificate. (1) If a...
408.207 - Rights and duties of issuer with respect to registered owners. - 408.207 Rights and duties of issuer with respect to registered...
408.208 - Effect of signature of authenticating trustee, registrar or transfer agent. - 408.208 Effect of signature of authenticating trustee, registrar or transfer...
408.209 - Issuer's lien. - 408.209 Issuer's lien. A lien in favor of an issuer...
408.210 - Overissue. - 408.210 Overissue. (1) In this chapter, “overissue" means the issue...
408.301 - Delivery. - 408.301 Delivery. (1) Delivery of a certificated security to a...
408.302 - Rights of purchaser. - 408.302 Rights of purchaser. (1) Except as otherwise provided in...
408.303 - Protected purchaser. - 408.303 Protected purchaser. (1) In this chapter, “protected purchaser" means...
408.304 - Endorsement. - 408.304 Endorsement. (1) An endorsement may be in blank or...
408.305 - Instruction. - 408.305 Instruction. (1) If an instruction has been originated by...
408.306 - Effect of guaranteeing signature, endorsement or instruction. - 408.306 Effect of guaranteeing signature, endorsement or instruction. (1) A...
408.307 - Purchaser's right to requisites for registration of transfer. - 408.307 Purchaser's right to requisites for registration of transfer. Unless...
408.401 - Duty of issuer to register transfer. - 408.401 Duty of issuer to register transfer. (1) If a...
408.402 - Assurance that endorsement or instruction is effective. - 408.402 Assurance that endorsement or instruction is effective. (1) In...
408.403 - Demand that issuer not register transfer. - 408.403 Demand that issuer not register transfer. (1) A person...
408.404 - Wrongful registration. - 408.404 Wrongful registration. (1) Except as otherwise provided in s....
408.405 - Replacement of lost, destroyed or wrongfully taken security certificate. - 408.405 Replacement of lost, destroyed or wrongfully taken security certificate....
408.406 - Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate. - 408.406 Obligation to notify issuer of lost, destroyed or wrongfully...
408.407 - Authenticating trustee, transfer agent and registrar. - 408.407 Authenticating trustee, transfer agent and registrar. A person acting...
408.501 - Securities account; acquisition of security entitlement from securities intermediary. - 408.501 Securities account; acquisition of security entitlement from securities intermediary....
408.502 - Assertion of adverse claim against entitlement holder. - 408.502 Assertion of adverse claim against entitlement holder. An action...
408.503 - Property interest of entitlement holder in financial asset held by securities intermediary. - 408.503 Property interest of entitlement holder in financial asset held...
408.504 - Duty of securities intermediary to maintain financial asset. - 408.504 Duty of securities intermediary to maintain financial asset. (1)...
408.505 - Duty of securities intermediary with respect to payments and distributions. - 408.505 Duty of securities intermediary with respect to payments and...
408.506 - Duty of securities intermediary to exercise rights as directed by entitlement holder. - 408.506 Duty of securities intermediary to exercise rights as directed...
408.507 - Duty of securities intermediary to comply with entitlement order. - 408.507 Duty of securities intermediary to comply with entitlement order....
408.508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding. - 408.508 Duty of securities intermediary to change entitlement holder's position...
408.509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary; and exercise of rights of entitlement holder. - 408.509 Specification of duties of securities intermediary by other statute...
408.510 - Rights of purchaser of security entitlement from entitlement holder. - 408.510 Rights of purchaser of security entitlement from entitlement holder....
408.511 - Priority among security interests and entitlement holders. - 408.511 Priority among security interests and entitlement holders. (1) Except...
408.603 - Saving provision. - 408.603 Saving provision. (1) If a security interest in a...