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    • Legislation USA
    • West Virginia Code
    • Chapter 32. Uniform Securities Act
    • Article 2. Registration of Broker-Dealers and Agents; Registration and Notice Filing for Investment Advisers

    West Virginia Code
    Chapter 32. Uniform Securities Act
    Article 2. Registration of Broker-Dealers and Agents; Registration and Notice Filing for Investment Advisers

    §32-2-201. Registration Requirement - (a) It is unlawful for any person to transact business...

    §32-2-202. Registration and Notice Filing Procedure - (a) A broker-dealer, agent or investment adviser may obtain an...

    §32-2-203. Post-Registration Provisions - (a) Every registered broker-dealer and investment adviser shall make and...

    §32-2-204. Denial, Revocation, Suspension, Otherwise Condition, Cancellation and Withdrawal of Registration - (a) The commissioner may by order deny, suspend, otherwise condition...

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