Texas Statutes
Chapter 4007 - Enforcement
Subchapter E. Criminal Provisions

Section 4007.201. Unauthorized Sale of Securities; Offense - Sec. 4007.201. UNAUTHORIZED SALE OF SECURITIES; OFFENSE. (a) A person...

Section 4007.202. Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense - Sec. 4007.202. UNAUTHORIZED RENDERING OF SERVICES AS INVESTMENT ADVISER OR...

Section 4007.203. Fraudulent Conduct; Offense - Sec. 4007.203. FRAUDULENT CONDUCT; OFFENSE. (a) A person commits an...

Section 4007.204. Materially False Statement in Document or Proceeding; Offense - Sec. 4007.204. MATERIALLY FALSE STATEMENT IN DOCUMENT OR PROCEEDING; OFFENSE....

Section 4007.205. False Statement or Representation Concerning Registration; Offense - Sec. 4007.205. FALSE STATEMENT OR REPRESENTATION CONCERNING REGISTRATION; OFFENSE. (a)...

Section 4007.206. Violation of Cease and Desist Order; Offense - Sec. 4007.206. VIOLATION OF CEASE AND DESIST ORDER; OFFENSE. (a)...

Section 4007.207. Noncompliant Offer or Offer Prohibited by Cease Publication Order; Offense - Sec. 4007.207. NONCOMPLIANT OFFER OR OFFER PROHIBITED BY CEASE PUBLICATION...

Section 4007.208. Aggregation of Amounts - Sec. 4007.208. AGGREGATION OF AMOUNTS. When amounts are obtained in...

Section 4007.209. Liability of Corporation - Sec. 4007.209. LIABILITY OF CORPORATION. (a) In this section: (1)...