Texas Statutes
Chapter 4007 - Enforcement
Subchapter C. Administrative Actions

Section 4007.101. Cease and Desist Order: Offer or Sale of Securities - Sec. 4007.101. CEASE AND DESIST ORDER: OFFER OR SALE OF...

Section 4007.102. Cease and Desist Order: Investment Adviser or Investment Adviser Representative - Sec. 4007.102. CEASE AND DESIST ORDER: INVESTMENT ADVISER OR INVESTMENT...

Section 4007.103. Cease Publication Order - Sec. 4007.103. CEASE PUBLICATION ORDER. (a) Notwithstanding any provision of...

Section 4007.104. Emergency Cease and Desist Order - Sec. 4007.104. EMERGENCY CEASE AND DESIST ORDER. (a) On the...

Section 4007.105. Denial, Suspension, or Revocation of Registration - Sec. 4007.105. DENIAL, SUSPENSION, OR REVOCATION OF REGISTRATION. (a) The...

Section 4007.106. Assessment of Administrative Fine - Sec. 4007.106. ASSESSMENT OF ADMINISTRATIVE FINE. (a) In addition to...

Section 4007.107. Hearings on Certain Matters - Sec. 4007.107. HEARINGS ON CERTAIN MATTERS. (a) A person or...

Section 4007.108. Refund - Sec. 4007.108. REFUND. (a) Subject to Subsection (b), the commissioner...