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Subchapter A. Short Title and General Matters
Section 8.101. Short Title - Sec. 8.101. SHORT TITLE. This chapter may be cited as...
Section 8.102. Definitions - Sec. 8.102. DEFINITIONS. (a) In this chapter: (1) "Adverse claim"...
Section 8.103. Rules for Determining Whether Certain Obligations and Interests Are Securities or Financial Assets - Sec. 8.103. RULES FOR DETERMINING WHETHER CERTAIN OBLIGATIONS AND INTERESTS...
Section 8.104. Acquisition of Security or Financial Asset or Interest Therein - Sec. 8.104. ACQUISITION OF SECURITY OR FINANCIAL ASSET OR INTEREST...
Section 8.105. Notice of Adverse Claim - Sec. 8.105. NOTICE OF ADVERSE CLAIM. (a) A person has...
Section 8.106. Control - Sec. 8.106. CONTROL. (a) A purchaser has control of a...
Section 8.107. Whether Indorsement, Instruction, or Entitlement Order Is Effective - Sec. 8.107. WHETHER INDORSEMENT, INSTRUCTION, OR ENTITLEMENT ORDER IS EFFECTIVE....
Section 8.108. Warranties in Direct Holding - Sec. 8.108. WARRANTIES IN DIRECT HOLDING. (a) A person who...
Section 8.109. Warranties in Indirect Holding - Sec. 8.109. WARRANTIES IN INDIRECT HOLDING. (a) A person who...
Section 8.110. Applicability; Choice of Law - Sec. 8.110. APPLICABILITY; CHOICE OF LAW. (a) The local law...
Section 8.111. Clearing Corporation Rules - Sec. 8.111. CLEARING CORPORATION RULES. A rule adopted by a...
Section 8.112. Creditor's Legal Process - Sec. 8.112. CREDITOR'S LEGAL PROCESS. (a) The interest of a...
Section 8.113. Statute of Frauds Inapplicable - Sec. 8.113. STATUTE OF FRAUDS INAPPLICABLE. A contract or modification...
Section 8.114. Evidentiary Rules Concerning Certificated Securities - Sec. 8.114. EVIDENTIARY RULES CONCERNING CERTIFICATED SECURITIES. The following rules...
Section 8.115. Securities Intermediary and Others Not Liable to Adverse Claimant - Sec. 8.115. SECURITIES INTERMEDIARY AND OTHERS NOT LIABLE TO ADVERSE...
Section 8.116. Securities Intermediary as Purchaser for Value - Sec. 8.116. SECURITIES INTERMEDIARY AS PURCHASER FOR VALUE. A securities...
Subchapter B. Issue and Issuer
Section 8.201. Issuer - Sec. 8.201. ISSUER. (a) With respect to an obligation on...
Section 8.202. Issuer's Responsibility and Defenses; Notice of Defect or Defense - Sec. 8.202. ISSUER'S RESPONSIBILITY AND DEFENSES; NOTICE OF DEFECT OR...
Section 8.203. Staleness as Notice of Defect or Defense - Sec. 8.203. STALENESS AS NOTICE OF DEFECT OR DEFENSE. After...
Section 8.204. Effect of Issuer's Restriction on Transfer - Sec. 8.204. EFFECT OF ISSUER'S RESTRICTION ON TRANSFER. A restriction...
Section 8.205. Effect of Unauthorized Signature on Security Certificate - Sec. 8.205. EFFECT OF UNAUTHORIZED SIGNATURE ON SECURITY CERTIFICATE. An...
Section 8.206. Completion or Alteration of Security Certificate - Sec. 8.206. COMPLETION OR ALTERATION OF SECURITY CERTIFICATE. (a) If...
Section 8.207. Rights and Duties of Issuer With Respect to Registered Owners - Sec. 8.207. RIGHTS AND DUTIES OF ISSUER WITH RESPECT TO...
Section 8.208. Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent - Sec. 8.208. EFFECT OF SIGNATURE OF AUTHENTICATING TRUSTEE, REGISTRAR, OR...
Section 8.209. Issuer's Lien - Sec. 8.209. ISSUER'S LIEN. A lien in favor of an...
Section 8.210. Overissue - Sec. 8.210. OVERISSUE. (a) In this section, "overissue" means the...
Subchapter C. Transfer of Certificated and Uncertificated Securities
Section 8.301. Delivery - Sec. 8.301. DELIVERY. (a) Delivery of a certificated security to...
Section 8.302. Rights of Purchaser - Sec. 8.302. RIGHTS OF PURCHASER. (a) Except as otherwise provided...
Section 8.303. Protected Purchaser - Sec. 8.303. PROTECTED PURCHASER. (a) "Protected purchaser" means a purchaser...
Section 8.304. Indorsement - Sec. 8.304. INDORSEMENT. (a) An indorsement may be in blank...
Section 8.305. Instruction - Sec. 8.305. INSTRUCTION. (a) If an instruction has been originated...
Section 8.306. Effect of Guaranteeing Signature, Indorsement, or Instruction - Sec. 8.306. EFFECT OF GUARANTEEING SIGNATURE, INDORSEMENT, OR INSTRUCTION. (a)...
Section 8.307. Purchaser's Right to Requisites for Registration of Transfer - Sec. 8.307. PURCHASER'S RIGHT TO REQUISITES FOR REGISTRATION OF TRANSFER....
Subchapter D. Registration
Section 8.401. Duty of Issuer to Register Transfer - Sec. 8.401. DUTY OF ISSUER TO REGISTER TRANSFER. (a) If...
Section 8.402. Assurance That Indorsement or Instruction Is Effective - Sec. 8.402. ASSURANCE THAT INDORSEMENT OR INSTRUCTION IS EFFECTIVE. (a)...
Section 8.403. Demand That Issuer Not Register Transfer - Sec. 8.403. DEMAND THAT ISSUER NOT REGISTER TRANSFER. (a) A...
Section 8.404. Wrongful Registration - Sec. 8.404. WRONGFUL REGISTRATION. (a) Except as otherwise provided in...
Section 8.405. Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate - Sec. 8.405. REPLACEMENT OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY...
Section 8.406. Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate - Sec. 8.406. OBLIGATION TO NOTIFY ISSUER OF LOST, DESTROYED, OR...
Section 8.407. Authenticating Trustee, Transfer Agent, and Registrar - Sec. 8.407. AUTHENTICATING TRUSTEE, TRANSFER AGENT, AND REGISTRAR. A person...
Subchapter E. Security Entitlements
Section 8.501. Securities Account; Acquisition of Security Entitlement From Securities Intermediary - Sec. 8.501. SECURITIES ACCOUNT; ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES...
Section 8.502. Assertion of Adverse Claim Against Entitlement Holder - Sec. 8.502. ASSERTION OF ADVERSE CLAIM AGAINST ENTITLEMENT HOLDER. An...
Section 8.503. Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary - Sec. 8.503. PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET...
Section 8.504. Duty of Securities Intermediary to Maintain Financial Asset - Sec. 8.504. DUTY OF SECURITIES INTERMEDIARY TO MAINTAIN FINANCIAL ASSET....
Section 8.505. Duty of Securities Intermediary With Respect to Payments and Distributions - Sec. 8.505. DUTY OF SECURITIES INTERMEDIARY WITH RESPECT TO PAYMENTS...
Section 8.506. Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder - Sec. 8.506. DUTY OF SECURITIES INTERMEDIARY TO EXERCISE RIGHTS AS...
Section 8.507. Duty of Securities Intermediary to Comply With Entitlement Order - Sec. 8.507. DUTY OF SECURITIES INTERMEDIARY TO COMPLY WITH ENTITLEMENT...
Section 8.508. Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding - Sec. 8.508. DUTY OF SECURITIES INTERMEDIARY TO CHANGE ENTITLEMENT HOLDER'S...
Section 8.509. Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder - Sec. 8.509. SPECIFICATION OF DUTIES OF SECURITIES INTERMEDIARY BY OTHER...
Section 8.510. Rights of Purchaser of Security Entitlement From Entitlement Holder - Sec. 8.510. RIGHTS OF PURCHASER OF SECURITY ENTITLEMENT FROM ENTITLEMENT...
Section 8.511. Priority Among Security Interests and Entitlement Holders - Sec. 8.511. PRIORITY AMONG SECURITY INTERESTS AND ENTITLEMENT HOLDERS. (a)...