Texas Statutes
Title 12 - Securities Act
Chapter 4006 - Fees

Subchapter A. Certain Registration and Notice Filing Fees

Section 4006.001. Certain Registration and Notice Filing Fees - Sec. 4006.001. CERTAIN REGISTRATION AND NOTICE FILING FEES. The board...

Subchapter B. Exemption Fees and Other Fees

Section 4006.051. Notice for Secondary Trading Exemption - Sec. 4006.051. NOTICE FOR SECONDARY TRADING EXEMPTION. The commissioner or...

Section 4006.052. Notice for Limited Offering Exemption - Sec. 4006.052. NOTICE FOR LIMITED OFFERING EXEMPTION. (a) Subject to...

Section 4006.053. Application for Approval of Stock Exchange - Sec. 4006.053. APPLICATION FOR APPROVAL OF STOCK EXCHANGE. The commissioner...

Section 4006.054. Amendment or Duplicate of Registration Certificate or Evidence of Registration - Sec. 4006.054. AMENDMENT OR DUPLICATE OF REGISTRATION CERTIFICATE OR EVIDENCE...

Section 4006.056. Certified Copies - Sec. 4006.056. CERTIFIED COPIES. (a) For a certified copy of...

Section 4006.057. Request to Take Examination - Sec. 4006.057. REQUEST TO TAKE EXAMINATION. The commissioner or board...

Section 4006.058. Interpretation by General Counsel - Sec. 4006.058. INTERPRETATION BY GENERAL COUNSEL. (a) Except as provided...

Subchapter C. Provisions Applicable to Certain Fees

Section 4006.101. Reasonable and Necessary Requirement - Sec. 4006.101. REASONABLE AND NECESSARY REQUIREMENT. Subject to Subchapter A,...

Section 4006.102. Reduced Fees - Sec. 4006.102. REDUCED FEES. (a) The board by rule may...

Section 4006.103. Payment of Certain Costs - Sec. 4006.103. PAYMENT OF CERTAIN COSTS. A cost incurred by...

Section 4006.104. Refund of Registration Fee - Sec. 4006.104. REFUND OF REGISTRATION FEE. If the commissioner or...

Subchapter D. Fees for Certain Sales or Offers of Securities

Section 4006.151. Fee for Sale of Excess Securities - Sec. 4006.151. FEE FOR SALE OF EXCESS SECURITIES. (a) An...

Section 4006.152. Fee for Exceeding Limited Offering Exemption - Sec. 4006.152. FEE FOR EXCEEDING LIMITED OFFERING EXEMPTION. (a) This...

Section 4006.153. Fee for Sales of Unregistered Securities - Sec. 4006.153. FEE FOR SALES OF UNREGISTERED SECURITIES. (a) If,...

Subchapter E. Miscellaneous Fees

Section 4006.201. Renewal of Registration by Notification - Sec. 4006.201. RENEWAL OF REGISTRATION BY NOTIFICATION. A registration of...

Subchapter F. Deposit of Fees

Section 4006.251. Deposit of Fees to General Revenue Fund - Sec. 4006.251. DEPOSIT OF FEES TO GENERAL REVENUE FUND. The...

Section 4006.252. Daily Deposit of Certain Fees - Sec. 4006.252. DAILY DEPOSIT OF CERTAIN FEES. The commissioner or...