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Subchapter A. General Provisions
Section 4001.001. Purpose - Sec. 4001.001. PURPOSE. It is the intent of the legislature...
Section 4001.002. Applicability - Sec. 4001.002. APPLICABILITY. (a) Except as otherwise provided by this...
Section 4001.003. Definitions - Sec. 4001.003. DEFINITIONS. Unless the context clearly indicates otherwise, in...
Section 4001.004. Limited Liability Companies - Sec. 4001.004. LIMITED LIABILITY COMPANIES. The licensing and regulation of...
Section 4001.005. Rules - Sec. 4001.005. RULES. The commissioner may adopt rules necessary to...
Section 4001.006. Fees - Sec. 4001.006. FEES. (a) The department shall collect from each...
Section 4001.007. Investigation of Alleged Violations - Sec. 4001.007. INVESTIGATION OF ALLEGED VIOLATIONS. (a) The department may:...
Section 4001.008. Commissioner Agent for Service of Process - Sec. 4001.008. COMMISSIONER AGENT FOR SERVICE OF PROCESS. In the...
Subchapter B. Acts Constituting Acting as Agent; Consequences of Agent's Actions
Section 4001.051. Acts Constituting Acting as Agent - Sec. 4001.051. ACTS CONSTITUTING ACTING AS AGENT. (a) This section...
Section 4001.052. Solicitor of Application for Insurance Considered Agent of Insurer - Sec. 4001.052. SOLICITOR OF APPLICATION FOR INSURANCE CONSIDERED AGENT OF...
Section 4001.053. Personal Liability for Acting as Agent - Sec. 4001.053. PERSONAL LIABILITY FOR ACTING AS AGENT. A person...
Section 4001.054. Liability of Agent and Insurer for Taxes - Sec. 4001.054. LIABILITY OF AGENT AND INSURER FOR TAXES. (a)...
Subchapter C. License Requirements
Section 4001.101. License or Certificate of Authority Required; Designated Product Certificate - Sec. 4001.101. LICENSE OR CERTIFICATE OF AUTHORITY REQUIRED; DESIGNATED PRODUCT...
Section 4001.102. License Application - Sec. 4001.102. LICENSE APPLICATION. (a) To become an agent for...
Section 4001.103. Failure to Provide Complete Set of Fingerprints: Ground for Denial of Application - Sec. 4001.103. FAILURE TO PROVIDE COMPLETE SET OF FINGERPRINTS: GROUND...
Section 4001.104. Issuance of License: Intent to Actively Engage in Business of Insurance for General Public - Sec. 4001.104. ISSUANCE OF LICENSE: INTENT TO ACTIVELY ENGAGE IN...
Section 4001.105. Issuance of License to Individual - Sec. 4001.105. ISSUANCE OF LICENSE TO INDIVIDUAL. The department shall...
Section 4001.106. Issuance of License to Corporation or Partnership - Sec. 4001.106. ISSUANCE OF LICENSE TO CORPORATION OR PARTNERSHIP. (a)...
Section 4001.107. Issuance of License to Depository Institution - Sec. 4001.107. ISSUANCE OF LICENSE TO DEPOSITORY INSTITUTION. The department...
Subchapter D. Temporary License
Section 4001.151. Authority to Issue Temporary License - Sec. 4001.151. AUTHORITY TO ISSUE TEMPORARY LICENSE. The department may...
Section 4001.152. Examination Not Required - Sec. 4001.152. EXAMINATION NOT REQUIRED. An applicant is not required...
Section 4001.153. Application for and Issuance of Temporary License - Sec. 4001.153. APPLICATION FOR AND ISSUANCE OF TEMPORARY LICENSE. (a)...
Section 4001.154. Authority to Act as Agent Pending Receipt of Temporary License - Sec. 4001.154. AUTHORITY TO ACT AS AGENT PENDING RECEIPT OF...
Section 4001.155. Term of Temporary License - Sec. 4001.155. TERM OF TEMPORARY LICENSE. A temporary license is...
Section 4001.156. Restriction on Issuance or Renewal of Temporary License - Sec. 4001.156. RESTRICTION ON ISSUANCE OR RENEWAL OF TEMPORARY LICENSE....
Section 4001.157. Obtaining Certain Commissions Prohibited - Sec. 4001.157. OBTAINING CERTAIN COMMISSIONS PROHIBITED. (a) A temporary license...
Section 4001.158. Replacement of Existing Life Insurance or Annuity Contract Prohibited - Sec. 4001.158. REPLACEMENT OF EXISTING LIFE INSURANCE OR ANNUITY CONTRACT...
Section 4001.159. Suspension or Revocation of Temporary Appointment Powers of Agent, Insurer, or Health Maintenance Organization - Sec. 4001.159. SUSPENSION OR REVOCATION OF TEMPORARY APPOINTMENT POWERS OF...
Section 4001.160. Training of Applicant for Temporary License - Sec. 4001.160. TRAINING OF APPLICANT FOR TEMPORARY LICENSE. (a) An...
Section 4001.161. Duty to Ensure That Applicants Take Licensing Examination - Sec. 4001.161. DUTY TO ENSURE THAT APPLICANTS TAKE LICENSING EXAMINATION....
Section 4001.162. Restriction on Appointment of Temporary License Holders - Sec. 4001.162. RESTRICTION ON APPOINTMENT OF TEMPORARY LICENSE HOLDERS. (a)...
Subchapter E. Appointment of Agent
Section 4001.201. Appointment Required - Sec. 4001.201. APPOINTMENT REQUIRED. A person who obtains a license...
Section 4001.202. Appointment by Multiple Insurers - Sec. 4001.202. APPOINTMENT BY MULTIPLE INSURERS. (a) Except as specifically...
Section 4001.203. Term of Appointment - Sec. 4001.203. TERM OF APPOINTMENT. (a) An appointment authorizing an...
Section 4001.204. Authority to Act as Agent Before Notice of Appointment - Sec. 4001.204. AUTHORITY TO ACT AS AGENT BEFORE NOTICE OF...
Section 4001.206. Termination of Appointment of Agent for Cause; Liability - Sec. 4001.206. TERMINATION OF APPOINTMENT OF AGENT FOR CAUSE; LIABILITY....
Subchapter F. Regulation of Agents
Section 4001.251. Incorporation of Sole Proprietorship - Sec. 4001.251. INCORPORATION OF SOLE PROPRIETORSHIP. An individual engaged in...
Section 4001.252. Notification to Department of Certain Information - Sec. 4001.252. NOTIFICATION TO DEPARTMENT OF CERTAIN INFORMATION. (a) An...
Section 4001.253. Restriction on Acquisition of Ownership Interest in Entity Licensed as Agent - Sec. 4001.253. RESTRICTION ON ACQUISITION OF OWNERSHIP INTEREST IN ENTITY...
Section 4001.254. Maintenance of Qualifications - Sec. 4001.254. MAINTENANCE OF QUALIFICATIONS. The department shall, in the...
Section 4001.255. Maintenance of Records - Sec. 4001.255. MAINTENANCE OF RECORDS. An agent shall maintain all...
Subchapter G. Other Persons Who May Share in Profits of Agency
Section 4001.301. Profits After Death of Agent Who Is Member of Agency Partnership - Sec. 4001.301. PROFITS AFTER DEATH OF AGENT WHO IS MEMBER...
Section 4001.302. Profits After Death of Agent Who Is Sole Proprietor - Sec. 4001.302. PROFITS AFTER DEATH OF AGENT WHO IS SOLE...
Section 4001.303. Profits After Death of Shareholder of Corporate Agency - Sec. 4001.303. PROFITS AFTER DEATH OF SHAREHOLDER OF CORPORATE AGENCY....
Section 4001.304. Transfer of Interest in Agency by Agent Who Is Sole Proprietor - Sec. 4001.304. TRANSFER OF INTEREST IN AGENCY BY AGENT WHO...
Section 4001.305. Transfer of Interest in Agency by Shareholder of Corporate Agency - Sec. 4001.305. TRANSFER OF INTEREST IN AGENCY BY SHAREHOLDER OF...
Subchapter H. Provisional Permit
Section 4001.351. Applicability - Sec. 4001.351. APPLICABILITY. This subchapter applies only to an applicant...
Section 4001.352. Authority to Issue Provisional Permit - Sec. 4001.352. AUTHORITY TO ISSUE PROVISIONAL PERMIT. (a) The department...
Section 4001.353. Application for and Issuance of Provisional Permit - Sec. 4001.353. APPLICATION FOR AND ISSUANCE OF PROVISIONAL PERMIT. (a)...
Section 4001.354. Authority to Act as Agent Under Provisional Permit - Sec. 4001.354. AUTHORITY TO ACT AS AGENT UNDER PROVISIONAL PERMIT....
Section 4001.355. Term of Provisional Permit - Sec. 4001.355. TERM OF PROVISIONAL PERMIT. (a) Except as provided...
Section 4001.356. Notification Regarding License - Sec. 4001.356. NOTIFICATION REGARDING LICENSE. (a) The department may notify...
Section 4001.357. Denial or Revocation of License - Sec. 4001.357. DENIAL OR REVOCATION OF LICENSE. If the applicant's...
Section 4001.358. Compliance With Other Law - Sec. 4001.358. COMPLIANCE WITH OTHER LAW. (a) A provisional permit...
Section 4001.359. Supervisory Responsibility - Sec. 4001.359. SUPERVISORY RESPONSIBILITY. An appointing agent, insurer, or health...