Ohio Revised Code
Title 17 | Corporations-Partnerships
Chapter 1707 | Securities

Section 1707.041 | Control Bids Made Pursuant to Tender Offer or Request or Invitation for Tenders. - Effective: October 12, 2006 Latest Legislation: House Bill 301 -...

Section 1707.042 | Prohibited Acts Relating to Control Bids. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.043 | Preventing Manipulative Practices. - Effective: April 11, 1990 Latest Legislation: Senate Bill 321 -...

Section 1707.05 | Definitions. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.051 | Offerings-Securities Registration Exemption. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.052 | Offerings-Disclosure to Purchasers. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.053 | Offerings-Certification From Purchasers. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.054 | Portal Operators-License. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.055 | Portal Operators-Prohibited Conduct for Non-Dealer Operators. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.056 | Portal Operators-Oversight, Purchase Limits, and Purchaser Privacy. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.057 | Portal Operators-Record Keeping Requirements. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.058 | Issuers-Disqualification From Registration Exemption. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.06 | Transactions Requiring Registration. - Effective: October 8, 2001 Latest Legislation: Senate Bill 32 -...

Section 1707.08 | Registration by Description. - Effective: September 10, 2012 Latest Legislation: House Bill 487 -...

Section 1707.09 | Registration by Qualification. - Effective: September 16, 2003 Latest Legislation: House Bill 7 -...

Section 1707.091 | Registration by Coordination. - Effective: October 11, 1994 Latest Legislation: House Bill 488 -...

Section 1707.092 | Notice Filings. - Effective: June 18, 2002 Latest Legislation: Senate Bill 138 -...

Section 1707.093 | Electronic Filings. - Effective: March 18, 1999 Latest Legislation: House Bill 695 -...

Section 1707.10 | Provisional Registration by Qualification. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.11 | Consent to Service. - Effective: September 29, 2011 Latest Legislation: House Bill 153 -...

Section 1707.12 | Documents Open to Inspection. - Effective: June 18, 2002 Latest Legislation: Senate Bill 138 -...

Section 1707.13 | Suspension and Revocation of Registration. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.131 | Refusing Registration. - Effective: September 16, 2003 Latest Legislation: House Bill 7 -...

Section 1707.14 | Dealer's License. - Effective: September 29, 2015 Latest Legislation: House Bill 64 -...

Section 1707.141 | Investment Adviser's License Required - Exceptions - Notice Filing Requirement. - Effective: June 18, 2002 Latest Legislation: Senate Bill 138 -...

Section 1707.142 | Compliance With Federal Laws - Federal Documents to Be Filed With Division. - Effective: October 12, 2006 Latest Legislation: House Bill 301 -...

Section 1707.15 | Applying for Dealer's License. - Effective: June 18, 2002 Latest Legislation: Senate Bill 138 -...

Section 1707.151 | Application for and Issuance of Investment Adviser's License. - Effective: June 18, 2002 Latest Legislation: Senate Bill 138 -...

Section 1707.16 | Application for and Issuance of Salesperson's License. - Effective: September 16, 2003 Latest Legislation: House Bill 7 -...

Section 1707.161 | Investment Adviser Representative's License Required - Exceptions - Application for and Issuance of Investment Adviser Representative's License. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.162 | State Retirement System Investment Adviser License Required. - Effective: December 14, 2004 Latest Legislation: Senate Bill 133 -...

Section 1707.163 | Application for and Issuance of State Retirement System Investment Adviser License. - Effective: September 15, 2004 Latest Legislation: Senate Bill 133 -...

Section 1707.164 | Bureau Chief Investment Officer - Securities License Required. - Effective: September 29, 2005 Latest Legislation: House Bill 66 -...

Section 1707.165 | Application for Bureau Chief Investment Officer - Investigation - Examination. - Effective: September 29, 2005 Latest Legislation: House Bill 66 -...

Section 1707.17 | Renewal - License Fees. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.18 | Application for Transfer of License. - Effective: October 16, 2009 Latest Legislation: House Bill 1 -...

Section 1707.19 | Refusal, Suspension, and Revocation of License. - Effective: October 9, 2021 Latest Legislation: House Bill 263, House...

Section 1707.20 | Adopting, Amending, and Rescinding Rules, Forms, and Orders. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.201 | Federal Provisions. - Effective: June 18, 2002 Latest Legislation: Senate Bill 138 -...

Section 1707.21 | Registration Statement May Be Filed With Securities and Exchange Commission. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.22 | Appeals - Effect of Order. - Effective: September 29, 2005 Latest Legislation: House Bill 66 -...

Section 1707.23 | Division of Securities - Enforcement Powers. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.24 | Contempt Proceedings. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.25 | Injunction Against Issuance, Sale, Acting as an Investment Adviser or Acting as an Investment Adviser Representative. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.26 | Injunction Against Violations. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.261 | Director's Request for Restitution or Rescission. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.27 | Appointment of Receiver. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.28 | Statute of Limitations. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.29 | Presumption of Knowledge. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.30 | Certificate of Division as Evidence. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.31 | Certified Copies as Evidence. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.32 | Insurance Securities. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.34 | Warehouse Receipts for Intoxicating Liquor. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.35 | Securities Authorized Before July 22, 1929. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.36 | Attorney-Inspector - Control-Bid Attorneys. - Effective: September 13, 1999 Latest Legislation: House Bill 6 -...

Section 1707.37 | Division of Securities Fund. - Effective: September 30, 2021 Latest Legislation: House Bill 110 -...

Section 1707.38 | Effect of Violation on Validity of Security. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.39 | Qualification of Securities Sold Without Compliance. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.391 | Late Applications. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.40 | Civil Liabilities. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.41 | Civil Liability of Seller for Fraud. - Effective: September 16, 2003 Latest Legislation: House Bill 7 -...

Section 1707.42 | Civil Liability of Adviser. - Effective: September 16, 2003 Latest Legislation: House Bill 7 -...

Section 1707.43 | Remedies of Purchaser in Unlawful Sale. - Effective: September 16, 2003 Latest Legislation: House Bill 7 -...

Section 1707.431 | Claiming Exemption for Publicly Advertised Meeting. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.44 | Prohibited Acts. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.45 | Burden of Proof. - Effective: October 8, 2001 Latest Legislation: Senate Bill 32 -...

Section 1707.46 | Duties of Commissioner of Securities. - Effective: September 29, 2005 Latest Legislation: House Bill 66 -...

Section 1707.47 | Ohio Investor Recovery Fund. - Effective: September 30, 2021 Latest Legislation: House Bill 110 -...

Section 1707.471 | Restitution Assistance Awards From Ohio Investor Recovery Fund. - Effective: September 30, 2021 Latest Legislation: House Bill 110 -...

Section 1707.48 | Division of Securities to Retain Documents and Records or Copies. - Effective: March 18, 1999 Latest Legislation: House Bill 695 -...

Section 1707.49 | Reporting Elder Financial Exploitation. - Effective: September 30, 2021 Latest Legislation: House Bill 110 -...

Section 1707.50 | Violations, Penalties, and Private Rights of Action. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

Section 1707.99 | Penalty. - Effective: March 31, 2021 Latest Legislation: House Bill 312 -...

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Ohio Revised Code Title 17 | Corporations-Partnerships Chapter 1707 | Securities

Ohio Revised Code
Title 17 | Corporations-Partnerships
Chapter 1707 | Securities