North Carolina General Statutes
Chapter 78A - North Carolina Securities Act
Article 5 - Registration of Dealers and Salesmen.

§ 78A-36 - Registration requirement. - 78A-36. Registration requirement. (a) It is unlawful for any person...

§ 78A-36.1 - Limited registration of Canadian dealers and salesmen. - 78A-36.1. Limited registration of Canadian dealers and salesmen. (a) A...

§ 78A-37 - Registration procedure. - 78A-37. Registration procedure. (a) A dealer or salesman may obtain...

§ 78A-38 - Post-registration provisions. - 78A-38. Post-registration provisions. (a) Every registered dealer shall make and...

§ 78A-39 - Denial, revocation, suspension, censure, cancellation, and withdrawal of registration. - 78A-39. Denial, revocation, suspension, censure, cancellation, and withdrawal of registration....

§ 78A-40 - Alternative methods of registration. - 78A-40. Alternative methods of registration. (a) The Administrator may by...