New York Laws
Article 8 - Investment Securities
Part 4 - Registration

8-401 - Duty of Issuer to Register Transfer. - (a) If a certificated security in registered form is presented...

8-402 - Assurance That Indorsement or Instruction Is Effective. - (a) An issuer may require the following assurance that each...

8-403 - Demand That Issuer Not Register Transfer. - (a) A person who is an appropriate person to make...

8-404 - Wrongful Registration. - (a) Except as otherwise provided in Section 8--406, an issuer...

8-405 - Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate. - (a) If an owner of a certificated security, whether in...

8-406 - Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate. - Wrongfully taken Security Certificate. If a security certificate has been...

8-407 - Authenticating Trustee, Transfer Agent, and Registrar. - A person acting as authenticating trustee, transfer agent, registrar, or...

A8P5 - Security Entitlements - PART 5 SECURITY ENTITLEMENTS

8-501 - Securities Account; Acquisition of Security Entitlement From Securities Intermediary. - (a) "Securities account" means an account to which a financial...

8-502 - Assertion of Adverse Claim Against Entitlement Holder. - An action based on an adverse claim to a financial...

8-503 - Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary. - (a) To the extent necessary for a securities intermediary to...

8-504 - Duty of Securities Intermediary to Maintain Financial Asset. - (a) A securities intermediary shall promptly obtain and thereafter maintain...

8-505 - Duty of Securities Intermediary With Respect to Payments and Distributions. - (a) A securities intermediary shall take action to obtain a...

8-506 - Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder. - (1) the securities intermediary acts with respect to the duty...

8-507 - Duties of Securities Intermediary to Comply With Entitlement Order. - (a) A securities intermediary shall comply with an entitlement order...

8-508 - Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding. - Holder's Position to Other Form of Security Holding. A securities...

8-509 - Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exer - (a) If the substance of a duty imposed upon a...

8-510 - Rights of Purchaser of Security Entitlement From Entitlement Holder. - (a) In a case not covered by the priority rules...

8-511 - Priority Among Security Interests and Entitlement Holders. - (a) Except as otherwise provided in subsections (b) and (c),...

A8P6 - Transition Provisions for Revised Article 8 and for the Conforming Amendments to Articles 1, 5, 9 and 13. - PART 6 TRANSITION PROVISIONS FOR REVISED ARTICLE 8 AND FOR...

8-601 - Savings Clause; Effect on Prior Perfected Security Interest. - (a) As used in this Part, the term "this Act"...

8-602 - Cross-References to Former Article 8; Meaning or Interpretation. - (a) Any reference made in law to a bond or...