New Mexico Statutes
Chapter 59A - Insurance Code
Article 35 - Sale of Insurance Securities

Section 59A-35-1 - Short title. - This article [Chapter 59A, Article 35 NMSA 1978] constitutes and...

Section 59A-35-2 - Scope of article. - This article shall apply as to sale or offer of...

Section 59A-35-3 - "Security" defined. - For the purposes of this article and except as context...

Section 59A-35-4 - "Affiliate" defined. - For the purposes of this article an "affiliate" is a...

Section 59A-35-5 - "Promoter" defined. - For the purposes of this article a "promoter" is any...

Section 59A-35-6 - Registration of security; permit required. - No person shall sell or offer for sale in this...

Section 59A-35-7 - Exemptions. - No such registration or permit shall be required as to:...

Section 59A-35-8 - Registration procedure. - A. The person desiring to register a security under this...

Section 59A-35-9 - Registration fee. - A. With filing of the registration statement the superintendent shall...

Section 59A-35-10 - Issuance, denial of permit. - A. The superintendent shall expeditiously examine a newly-filed registration statement...

Section 59A-35-11 - Terms of permit; compliance. - A. Each such securities permit issued by the superintendent shall,...

Section 59A-35-12 - Permit as inducement. - A. The granting of a securities permit is permissive only...

Section 59A-35-13 - Public announcements of offering. - A. No registrant, issuer, or other person proposing to sell...

Section 59A-35-14 - Modification, revocation of permit. - The superintendent may for cause modify a securities permit theretofore...

Section 59A-35-15 - Exclusive jurisdiction. - Securities registered with the superintendent under this article shall not...

Section 59A-35-16 - Securities salespersons, license required. - No person shall in this state solicit subscription to or...

Section 59A-35-17 - Qualifications, procedure for security salesperson license. - A. Applicants for license as securities salesperson shall be qualified...

Section 59A-35-18 - Penalty for violation. - Any person violating any of the following provisions of this...