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    • Legislation USA
    • New Mexico Statutes
    • Chapter 58 - Financial Institutions and Regulations
    • Article 13D - Protecting Vulnerable Adults from Financial Exploitation

    New Mexico Statutes
    Chapter 58 - Financial Institutions and Regulations
    Article 13D - Protecting Vulnerable Adults from Financial Exploitation

    Section 58-13D-1 - Short title. - This act [58-13D-1 to 58-13D-8 NMSA 1978] may be cited...

    Section 58-13D-2 - Definitions. - As used in the Protecting Vulnerable Adults from Financial Exploitation...

    Section 58-13D-3 - Third-party and agency disclosure. - A. If a broker-dealer, investment adviser or qualified individual reasonably...

    Section 58-13D-4 - Immunity for disclosures. - A broker-dealer, investment adviser or qualified individual who, in exercising...

    Section 58-13D-5 - Delaying disbursements or transactions. - A. A broker-dealer or investment adviser may delay a disbursement...

    Section 58-13D-6 - Immunity for delaying disbursements or transactions. - A broker-dealer or investment adviser that, in exercising reasonable care,...

    Section 58-13D-7 - Training. - A. The director of the securities division of the regulation...

    Section 58-13D-8 - Records. - A broker-dealer or investment adviser shall provide access to or...

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