New Mexico Statutes
Article 13C - New Mexico Uniform Securities
Article 5 - Fraud and Liabilities

Section 58-13C-501 - Securities fraud. - It is unlawful for a person, in connection with the...

Section 58-13C-502 - Prohibited conduct in providing investment advice. - A. It is unlawful for a person that advises others...

Section 58-13C-503 - Evidentiary burden. - A. In a civil action or administrative proceeding pursuant to...

Section 58-13C-504 - Filing of sales and advertising literature. - A. Except as otherwise provided in Subsection B of this...

Section 58-13C-505 - Misleading filings. - It is unlawful for a person to make or cause...

Section 58-13C-506 - Misrepresentations concerning registration or exemption. - The filing of an application for registration, a registration statement,...

Section 58-13C-507 - Qualified immunity. - A broker-dealer, agent, investment adviser, federal covered investment adviser or...

Section 58-13C-508 - Criminal penalties. - A. A person who willfully violates Section 501 [58-13C-501 NMSA...

Section 58-13C-509 - Civil liability. - A. Enforcement of civil liability pursuant to this section is...

Section 58-13C-510 - Rescission offers. - A purchaser, seller or recipient of investment advice shall not...