Maryland Statutes
Title 11 - Maryland Securities Act
Subtitle 3 - Fraudulent and Other Prohibited Practices

Section 11-301 - Offers, Sales, or Purchases - It is unlawful for any person, in connection with the...

Section 11-302 - Advisory Activities - (a) It is unlawful for any person who receives, directly...

Section 11-303 - Misleading Filings - It is unlawful for any person to make or cause...

Section 11-304 - Unlawful Representations Concerning Registration, Notice Filing, or Exemption - (a) (1) Neither the fact that an application for registration...

Section 11-305 - Senior Investment Protection - (a) It is unlawful for any person to use a...

Section 11-306 - Dishonest or Unethical Practices by Broker-Dealer or Agent Prohibited - A person who engages in the business of effecting transactions...

Section 11-307 - Reporting Financial Exploitation of Adults - (a) (1) In this section the following words have the...