Maine Revised Statutes
Chapter 135: MAINE UNIFORM SECURITIES ACT
Subchapter 5: FRAUD AND LIABILITIES

32 §16501. General fraud - §16501. General fraud It is unlawful for a person, in...

32 §16502. Prohibited conduct in providing investment advice - §16502. Prohibited conduct in providing investment advice 1. Fraud in...

32 §16503. Evidentiary burden - §16503. Evidentiary burden 1. Civil. In a civil action or...

32 §16504. Filing of sales and advertising literature - §16504. Filing of sales and advertising literature 1. Filing requirement....

32 §16505. Misleading filings - §16505. Misleading filings It is unlawful for a person to...

32 §16506. Misrepresentations concerning licensing, registration or exemption - §16506. Misrepresentations concerning licensing, registration or exemption The filing of...

32 §16507. Qualified immunity - §16507. Qualified immunity A broker-dealer, agent, investment adviser, federal covered...

32 §16508. Criminal penalties - §16508. Criminal penalties 1. Criminal penalties. A person that intentionally...

32 §16509. Civil liability - §16509. Civil liability 1. Securities Litigation Uniform Standards Act. Enforcement...

32 §16510. Rescission offers - §16510. Rescission offers 1. Requirements. A purchaser, seller or recipient...

32 §16511. Right to rescission applicable to sales of viatical or life settlement contracts - §16511. Right to rescission applicable to sales of viatical or...