Kentucky Revised Statutes
Chapter 292 - Securities (blue sky law)

292.010 Repealed, 1961. - Waiting for content...

292.015 Repealed, 1961. - Waiting for content...

292.020 Repealed, 1961. - Waiting for content...

292.030 Repealed, 1961. - Waiting for content...

292.040 Repealed, 1961. - Waiting for content...

292.050 Repealed, 1961. - Waiting for content...

292.060 Repealed, 1961. - Waiting for content...

292.070 Repealed, 1961. - Waiting for content...

292.080 Repealed, 1961. - Waiting for content...

292.090 Repealed, 1961. - Waiting for content...

292.100 Repealed, 1961. - Waiting for content...

292.110 Repealed, 1961. - Waiting for content...

292.120 Repealed, 1961. - Waiting for content...

292.130 Repealed, 1961. - Waiting for content...

292.140 Repealed, 1961. - Waiting for content...

292.150 Repealed, 1961. - Waiting for content...

292.160 Repealed, 1961. - Waiting for content...

292.170 Repealed, 1961. - Waiting for content...

292.180 Repealed, 1961. - Waiting for content...

292.190 Repealed, 1961. - Waiting for content...

292.200 Repealed, 1961. - Waiting for content...

292.210 Repealed, 1961. - Waiting for content...

292.220 Repealed, 1961. - Waiting for content...

292.230 Repealed, 1961. - Waiting for content...

292.240 Repealed, 1961. - Waiting for content...

292.250 Repealed, 1961. - Waiting for content...

292.260 Repealed, 1961. - Waiting for content...

292.270 Repealed, 1961. - Waiting for content...

292.280 Repealed, 1961. - Waiting for content...

292.290 Repealed, 1961. - Waiting for content...

292.310 Definitions for chapter. - Waiting for content...

292.313 Applicability of specified provisions to sales transactions. - Waiting for content...

292.320 Fraudulent and other prohibited practices. - Waiting for content...

292.322 Securities fraud prosecution and prevention fund. - Waiting for content...

292.325 Filing of prospectus, pamphlet, or other advertising communication by order of commissioner. - Waiting for content...

292.327 Filing of documents with respect to covered securities -- Fees. - Waiting for content...

292.330 Registration of broker-dealers, agents, investment advisers, and investment adviser representatives. - Waiting for content...

292.331 Application for registration -- Contents -- Conditions -- Requirements. - Waiting for content...

292.332 Notice filing by covered adviser -- Contents -- Exemptions -- Renewal. - Waiting for content...

292.333 Successor broker-dealers and investment advisers -- New application for or amendment to registration or notice filing -- Name change by registrant. - Waiting for content...

292.334 Notice of termination of employment or association -- Termination of registration or application by commissioner -- Temporary registration -- Withdrawal of registration or notice filing. - Waiting for content...

292.335 Fees for initial or renewal registration or notice filing. - Waiting for content...

292.336 Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents. (Effective until January 1, 2023). - Waiting for content...

292.336 Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents -- Investment advisers -- Required policies and procedures. (Effective January 1, 2023). - Waiting for content...

292.337 Grounds for denial, suspension, limitation, or revocation of registration and for disciplinary action -- Summary order -- Emergency hearing -- Order in accordance with KRS Chapter 13B. - Waiting for content...

292.338 Investment adviser representatives -- Continuing education requirements. (Effective January 1, 2023). - Waiting for content...

292.340 Registration of securities. - Waiting for content...

292.350 Registration by notification. - Waiting for content...

292.360 Registration by coordination. - Waiting for content...

292.370 Registration by qualification. - Waiting for content...

292.380 General provisions regarding registration of securities. - Waiting for content...

292.390 Denial, suspension, and revocation of registration. - Waiting for content...

292.400 Exempt securities. - Waiting for content...

292.410 Exempt transactions -- Summary order denying or revoking exemption -- Appeal. - Waiting for content...

292.411 Exemption from KRS 292.330 to 292.390 for offer or sale of security after January 1, 2015 -- Conditions -- Application of KRS 292.410(3) and (4). - Waiting for content...

292.412 Registration of securities Internet Web site operators. - Waiting for content...

292.415 Claim of exemption -- Effect of failure to file. - Waiting for content...

292.420 Burden of proving exemption. - Waiting for content...

292.430 Consent to service of process. - Waiting for content...

292.440 Misleading filings. - Waiting for content...

292.450 Unlawful representations concerning registration or exemption. - Waiting for content...

292.460 Investigations and subpoenas. - Waiting for content...

292.470 Remedies. - Waiting for content...

292.480 Civil liabilities. - Waiting for content...

292.490 Judicial review of orders. - Waiting for content...

292.500 Administration of chapter. - Waiting for content...

292.510 Repealed, 1982. - Waiting for content...

292.520 Repealed, 1982. - Waiting for content...

292.530 Purpose of chapter. - Waiting for content...

292.540 Effect of registrations under prior law. - Waiting for content...

292.545 Interest charges by broker or dealer. - Waiting for content...

292.550 Citation of chapter. - Waiting for content...

292.560 Repealed, 1986. - Waiting for content...

292.570 Repealed, 1986. - Waiting for content...

292.580 Repealed, 1986. - Waiting for content...

292.590 Repealed, 1986. - Waiting for content...

292.600 Repealed, 1986. - Waiting for content...

292.610 Repealed, 1986. - Waiting for content...

292.620 Repealed, 1986. - Waiting for content...

292.630 Repealed, 1986. - Waiting for content...

292.6501 Definitions for KRS 292.6501 to 292.6512. - Waiting for content...

292.6502 Registration in beneficiary form -- Sole or joint tenancy ownership. - Waiting for content...

292.6503 Registration in beneficiary form -- Applicable law. - Waiting for content...

292.6504 Origination of registration in beneficiary form. - Waiting for content...

292.6505 Form of registration in beneficiary form. - Waiting for content...

292.6506 Effect of registration in beneficiary form. - Waiting for content...

292.6507 Ownership on death of owner. - Waiting for content...

292.6508 Protection of registering entity. - Waiting for content...

292.6509 Nontestamentary transfer on death. - Waiting for content...

292.6510 Terms, conditions, and forms for registration. - Waiting for content...

292.6511 Short title of KRS 292.6501 to 292.6512 -- Construction of KRS 292.6501 to 292.6512. - Waiting for content...

292.6512 Application of KRS 292.6501 to 292.6512. - Waiting for content...

292.990 Repealed, 1960. - Waiting for content...

292.991 Penalties. - Waiting for content...