Idaho Code
Title 30 - CORPORATIONS
Chapter 14 - UNIFORM SECURITIES ACT (2004)

Section 30-14-204 - DENIAL, SUSPENSION, REVOCATION, CONDITION OR LIMITATION OF EXEMPTIONS. - 30-14-204. DENIAL, SUSPENSION, REVOCATION, CONDITION OR LIMITATION OF EXEMPTIONS. (a)...

Part 3 - REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES

Section 30-14-301 - SECURITIES REGISTRATION REQUIREMENT. - 30-14-301. SECURITIES REGISTRATION REQUIREMENT. It is unlawful for a person...

Section 30-14-302 - NOTICE FILING. - 30-14-302. NOTICE FILING. (a) Required filing of records. With respect...

Section 30-14-303 - SECURITIES REGISTRATION BY COORDINATION. - 30-14-303. SECURITIES REGISTRATION BY COORDINATION. (a) Registration permitted. A security...

Section 30-14-304 - SECURITIES REGISTRATION BY QUALIFICATION. - 30-14-304. SECURITIES REGISTRATION BY QUALIFICATION. (a) Registration permitted. A security...

Section 30-14-305 - SECURITIES REGISTRATION FILINGS. - 30-14-305. SECURITIES REGISTRATION FILINGS. (a) Who may file. A registration...

Section 30-14-306 - DENIAL, SUSPENSION, AND REVOCATION OF SECURITIES REGISTRATION. - 30-14-306. DENIAL, SUSPENSION, AND REVOCATION OF SECURITIES REGISTRATION. (a) Stop...

Section 30-14-307 - WAIVER AND MODIFICATION. - 30-14-307. WAIVER AND MODIFICATION. The administrator may waive or modify,...

Part 4 - BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS

Section 30-14-401 - BROKER-DEALER REGISTRATION REQUIREMENT AND EXEMPTIONS. - 30-14-401. BROKER-DEALER REGISTRATION REQUIREMENT AND EXEMPTIONS. (a) Registration requirement. It...

Section 30-14-402 - AGENT REGISTRATION REQUIREMENT AND EXEMPTIONS. - 30-14-402. AGENT REGISTRATION REQUIREMENT AND EXEMPTIONS. (a) Registration requirement. It...

Section 30-14-403 - INVESTMENT ADVISER REGISTRATION REQUIREMENT AND EXEMPTIONS. - 30-14-403. INVESTMENT ADVISER REGISTRATION REQUIREMENT AND EXEMPTIONS. (a) Registration requirement....

Section 30-14-404 - INVESTMENT ADVISER REPRESENTATIVE REGISTRATION REQUIREMENT AND EXEMPTIONS. - 30-14-404. INVESTMENT ADVISER REPRESENTATIVE REGISTRATION REQUIREMENT AND EXEMPTIONS. (a) Registration...

Section 30-14-405 - FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT. - 30-14-405. FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT. (a) Notice...

Section 30-14-406 - REGISTRATION BY BROKER-DEALER, AGENT, INVESTMENT ADVISER, AND INVESTMENT ADVISER REPRESENTATIVE. - 30-14-406. REGISTRATION BY BROKER-DEALER, AGENT, INVESTMENT ADVISER, AND INVESTMENT ADVISER...

Section 30-14-407 - SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT ADVISER. - 30-14-407. SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT...

Section 30-14-408 - TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND INVESTMENT ADVISER REPRESENTATIVE AND TRANSFER OF EMPLOYMENT OR ASSOCIATION. - 30-14-408. TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND INVESTMENT...

Section 30-14-409 - WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, INVESTMENT ADVISER AND INVESTMENT ADVISER REPRESENTATIVE. - 30-14-409. WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, INVESTMENT ADVISER AND...

Section 30-14-410 - FILING FEES. - 30-14-410. FILING FEES. (a) Broker-dealers. A person shall pay a...

Section 30-14-411 - POSTREGISTRATION REQUIREMENTS. - 30-14-411. POSTREGISTRATION REQUIREMENTS. (a) Financial requirements. Subject to section 15(i)...

Section 30-14-412 - DENIAL, REVOCATION, SUSPENSION, WITHDRAWAL, RESTRICTION, CONDITION OR LIMITATION OF REGISTRATION. - 30-14-412. DENIAL, REVOCATION, SUSPENSION, WITHDRAWAL, RESTRICTION, CONDITION OR LIMITATION OF...

Part 5 - FRAUD AND LIABILITIES

Section 30-14-501 - GENERAL FRAUD. - 30-14-501. GENERAL FRAUD. It is unlawful for a person, in...

Section 30-14-502 - PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE. - 30-14-502. PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE. (a) Fraud in...

Section 30-14-503 - EVIDENTIARY BURDEN. - 30-14-503. EVIDENTIARY BURDEN. (a) Civil. In a civil action or...

Section 30-14-504 - FILING OF SALES AND ADVERTISING LITERATURE. - 30-14-504. FILING OF SALES AND ADVERTISING LITERATURE. (a) Filing requirement....

Section 30-14-505 - MISLEADING FILINGS. - 30-14-505. MISLEADING FILINGS. It is unlawful for a person to...

Section 30-14-506 - MISREPRESENTATIONS CONCERNING REGISTRATION OR EXEMPTION. - 30-14-506. MISREPRESENTATIONS CONCERNING REGISTRATION OR EXEMPTION. The filing of an...

Section 30-14-507 - QUALIFIED IMMUNITY. - 30-14-507. QUALIFIED IMMUNITY. A broker-dealer, agent, investment adviser, federal covered...

Section 30-14-508 - CRIMINAL PENALTIES. - 30-14-508. CRIMINAL PENALTIES. (a) Criminal penalties. A person that willfully...

Section 30-14-509 - CIVIL LIABILITY. - 30-14-509. CIVIL LIABILITY. (a) Securities litigation uniform standards act. Enforcement...

Section 30-14-510 - RESCISSION OFFERS. - 30-14-510. RESCISSION OFFERS. A purchaser, seller, or recipient of investment...

Part 6 - ADMINISTRATION AND JUDICIAL REVIEW

Section 30-14-601 - ADMINISTRATION. - 30-14-601. ADMINISTRATION. (a) Administration. The administration of the provisions of...

Section 30-14-602 - INVESTIGATIONS AND SUBPOENAS. - 30-14-602. INVESTIGATIONS AND SUBPOENAS. (a) Authority to investigate. The administrator...

Section 30-14-603 - CIVIL ENFORCEMENT. - 30-14-603. CIVIL ENFORCEMENT. (a) Civil action instituted by administrator. If...

Section 30-14-604 - ADMINISTRATIVE ENFORCEMENT. - 30-14-604. ADMINISTRATIVE ENFORCEMENT. (a) Issuance of an order or notice....

Section 30-14-605 - RULES, FORMS, ORDERS, INTERPRETATIVE OPINIONS, AND HEARINGS. - 30-14-605. RULES, FORMS, ORDERS, INTERPRETATIVE OPINIONS, AND HEARINGS. (a) Issuance...

Section 30-14-606 - ADMINISTRATIVE FILES AND OPINIONS. - 30-14-606. ADMINISTRATIVE FILES AND OPINIONS. (a) Public register of filings....

Section 30-14-607 - PUBLIC RECORDS — CONFIDENTIALITY. - 30-14-607. PUBLIC RECORDS — CONFIDENTIALITY. (a) Presumption of public records....

Section 30-14-608 - UNIFORMITY AND COOPERATION WITH OTHER AGENCIES. - 30-14-608. UNIFORMITY AND COOPERATION WITH OTHER AGENCIES. (a) Objective of...

Section 30-14-609 - JUDICIAL REVIEW. - 30-14-609. JUDICIAL REVIEW. Judicial review of orders. A final order...

Section 30-14-610 - JURISDICTION. - 30-14-610. JURISDICTION. (a) Sales and offers to sell. Sections 30-14-301,...

Section 30-14-611 - SERVICE OF PROCESS. - 30-14-611. SERVICE OF PROCESS. (a) Signed consent to service of...

Section 30-14-612 - SEVERABILITY CLAUSE. - 30-14-612. SEVERABILITY CLAUSE. If any provision of this chapter or...

Part 7 - TRANSITION

Section 30-14-701 - EFFECTIVE DATE. - 30-14-701. EFFECTIVE DATE. This act takes effect on September 1,...

Section 30-14-702 - REPEALS. - 30-14-702. REPEALS. The following chapter is repealed: The Idaho securities...

Section 30-14-703 - APPLICATION OF CHAPTER TO EXISTING PROCEEDING AND EXISTING RIGHTS AND DUTIES. - 30-14-703. APPLICATION OF CHAPTER TO EXISTING PROCEEDING AND EXISTING RIGHTS...

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Idaho Code Title 30 - CORPORATIONS Chapter 14 - UNIFORM SECURITIES ACT (2004)

Idaho Code
Title 30 - CORPORATIONS
Chapter 14 - UNIFORM SECURITIES ACT (2004)