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Part 1 - SHORT TITLE AND GENERAL MATTERS
Section 28-8-101 - SHORT TITLE. - 28-8-101. SHORT TITLE. This chapter may be cited as "Uniform...
Section 28-8-102 - DEFINITIONS. - 28-8-102. DEFINITIONS. (1) In this chapter: (a) "Adverse claim" means...
Section 28-8-103 - RULES FOR DETERMINING WHETHER CERTAIN OBLIGATIONS AND INTERESTS ARE SECURITIES OR FINANCIAL ASSETS. - 28-8-103. RULES FOR DETERMINING WHETHER CERTAIN OBLIGATIONS AND INTERESTS ARE...
Section 28-8-104 - ACQUISITION OF SECURITY OR FINANCIAL ASSET OR INTEREST THEREIN. - 28-8-104. ACQUISITION OF SECURITY OR FINANCIAL ASSET OR INTEREST THEREIN....
Section 28-8-105 - NOTICE OF ADVERSE CLAIM. - 28-8-105. NOTICE OF ADVERSE CLAIM. (1) A person has notice...
Section 28-8-106 - CONTROL. - 28-8-106. CONTROL. (1) A purchaser has "control" of a certificated...
Section 28-8-107 - WHETHER INDORSEMENT, INSTRUCTION OR ENTITLEMENT ORDER IS EFFECTIVE. - 28-8-107. WHETHER INDORSEMENT, INSTRUCTION OR ENTITLEMENT ORDER IS EFFECTIVE. (1)...
Section 28-8-108 - WARRANTIES IN DIRECT HOLDING. - 28-8-108. WARRANTIES IN DIRECT HOLDING. (1) A person who transfers...
Section 28-8-109 - WARRANTIES IN INDIRECT HOLDING. - 28-8-109. WARRANTIES IN INDIRECT HOLDING. (1) A person who originates...
Section 28-8-110 - APPLICABILITY AND CHOICE OF LAW. - 28-8-110. APPLICABILITY AND CHOICE OF LAW. (1) The local law...
Section 28-8-111 - CLEARING CORPORATION RULES. - 28-8-111. CLEARING CORPORATION RULES. A rule adopted by a clearing...
Section 28-8-112 - CREDITOR’S LEGAL PROCESS. - 28-8-112. CREDITOR’S LEGAL PROCESS. (1) The interest of a debtor...
Section 28-8-113 - STATUTE OF FRAUDS INAPPLICABLE. - 28-8-113. STATUTE OF FRAUDS INAPPLICABLE. A contract or modification of...
Section 28-8-114 - EVIDENTIARY RULES CONCERNING CERTIFICATED SECURITIES. - 28-8-114. EVIDENTIARY RULES CONCERNING CERTIFICATED SECURITIES. The following rules apply...
Section 28-8-115 - SECURITIES INTERMEDIARY AND OTHERS NOT LIABLE TO ADVERSE CLAIMANT. - 28-8-115. SECURITIES INTERMEDIARY AND OTHERS NOT LIABLE TO ADVERSE CLAIMANT....
Section 28-8-116 - SECURITIES INTERMEDIARY AS PURCHASER FOR VALUE. - 28-8-116. SECURITIES INTERMEDIARY AS PURCHASER FOR VALUE. A securities intermediary...
Section 28-8-117 - SAVINGS CLAUSE. - 28-8-117. SAVINGS CLAUSE. (1) This act does not affect an...
Part 2 - ISSUE AND ISSUER
Section 28-8-201 - ISSUER. - 28-8-201. ISSUER. (1) With respect to an obligation on or...
Section 28-8-202 - ISSUER’S RESPONSIBILITY AND DEFENSES AND NOTICE OF DEFECT OR DEFENSE. - 28-8-202. ISSUER’S RESPONSIBILITY AND DEFENSES AND NOTICE OF DEFECT OR...
Section 28-8-203 - STALENESS AS NOTICE OF DEFECT OR DEFENSE. - 28-8-203. STALENESS AS NOTICE OF DEFECT OR DEFENSE. After an...
Section 28-8-204 - EFFECT OF ISSUER’S RESTRICTION ON TRANSFER. - 28-8-204. EFFECT OF ISSUER’S RESTRICTION ON TRANSFER. A restriction on...
Section 28-8-205 - EFFECT OF UNAUTHORIZED SIGNATURE ON SECURITY CERTIFICATE. - 28-8-205. EFFECT OF UNAUTHORIZED SIGNATURE ON SECURITY CERTIFICATE. An unauthorized...
Section 28-8-206 - COMPLETION OR ALTERATION OF SECURITY CERTIFICATE. - 28-8-206. COMPLETION OR ALTERATION OF SECURITY CERTIFICATE. (1) If a...
Section 28-8-207 - RIGHTS AND DUTIES OF ISSUER WITH RESPECT TO REGISTERED OWNERS. - 28-8-207. RIGHTS AND DUTIES OF ISSUER WITH RESPECT TO REGISTERED...
Section 28-8-208 - EFFECT OF SIGNATURE OF AUTHENTICATING TRUSTEE, REGISTRAR OR TRANSFER AGENT. - 28-8-208. EFFECT OF SIGNATURE OF AUTHENTICATING TRUSTEE, REGISTRAR OR TRANSFER...
Section 28-8-209 - ISSUER’S LIEN. - 28-8-209. ISSUER’S LIEN. A lien in favor of an issuer...
Section 28-8-210 - OVERISSUE. - 28-8-210. OVERISSUE. (1) In this section, "overissue" means the issue...
Part 3 - TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES
Section 28-8-301 - DELIVERY. - 28-8-301. DELIVERY. (1) Delivery of a certificated security to a...
Section 28-8-302 - RIGHTS OF PURCHASER. - 28-8-302. RIGHTS OF PURCHASER. (1) Except as otherwise provided in...
Section 28-8-303 - PROTECTED PURCHASER. - 28-8-303. PROTECTED PURCHASER. (1) "Protected purchaser" means a purchaser of...
Section 28-8-304 - INDORSEMENT. - 28-8-304. INDORSEMENT. (1) An indorsement may be in blank or...
Section 28-8-305 - INSTRUCTION. - 28-8-305. INSTRUCTION. (1) If an instruction has been originated by...
Section 28-8-306 - EFFECT OF GUARANTEEING SIGNATURE, INDORSEMENT OR INSTRUCTION. - 28-8-306. EFFECT OF GUARANTEEING SIGNATURE, INDORSEMENT OR INSTRUCTION. (1) A...
Section 28-8-307 - PURCHASER’S RIGHT TO REQUISITES FOR REGISTRATION OF TRANSFER. - 28-8-307. PURCHASER’S RIGHT TO REQUISITES FOR REGISTRATION OF TRANSFER. Unless...
Part 4 - REGISTRATION
Section 28-8-401 - DUTY OF ISSUER TO REGISTER TRANSFER. - 28-8-401. DUTY OF ISSUER TO REGISTER TRANSFER. (1) If a...
Section 28-8-402 - ASSURANCE THAT INDORSEMENT OR INSTRUCTION IS EFFECTIVE. - 28-8-402. ASSURANCE THAT INDORSEMENT OR INSTRUCTION IS EFFECTIVE. (1) An...
Section 28-8-403 - DEMAND THAT ISSUER NOT REGISTER TRANSFER. - 28-8-403. DEMAND THAT ISSUER NOT REGISTER TRANSFER. (1) A person...
Section 28-8-404 - WRONGFUL REGISTRATION. - 28-8-404. WRONGFUL REGISTRATION. (1) Except as otherwise provided in section...
Section 28-8-405 - REPLACEMENT OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE. - 28-8-405. REPLACEMENT OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE....
Section 28-8-406 - OBLIGATION TO NOTIFY ISSUER OF LOST, DESTROYED OR WRONGFULLY TAKEN SECURITY CERTIFICATE. - 28-8-406. OBLIGATION TO NOTIFY ISSUER OF LOST, DESTROYED OR WRONGFULLY...
Section 28-8-407 - AUTHENTICATING TRUSTEE, TRANSFER AGENT, AND REGISTRAR. - 28-8-407. AUTHENTICATING TRUSTEE, TRANSFER AGENT, AND REGISTRAR. A person acting...
Part 5 - SECURITY ENTITLEMENTS
Section 28-8-501 - SECURITIES ACCOUNT AND ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY. - 28-8-501. SECURITIES ACCOUNT AND ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES...
Section 28-8-502 - ASSERTION OF ADVERSE CLAIM AGAINST ENTITLEMENT HOLDER. - 28-8-502. ASSERTION OF ADVERSE CLAIM AGAINST ENTITLEMENT HOLDER. An action...
Section 28-8-503 - PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET HELD BY SECURITIES INTERMEDIARY. - 28-8-503. PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET HELD...
Section 28-8-504 - DUTY OF SECURITIES INTERMEDIARY TO MAINTAIN FINANCIAL ASSET. - 28-8-504. DUTY OF SECURITIES INTERMEDIARY TO MAINTAIN FINANCIAL ASSET. (1)...
Section 28-8-505 - DUTY OF SECURITIES INTERMEDIARY WITH RESPECT TO PAYMENTS AND DISTRIBUTIONS. - 28-8-505. DUTY OF SECURITIES INTERMEDIARY WITH RESPECT TO PAYMENTS AND...
Section 28-8-506 - DUTY OF SECURITIES INTERMEDIARY TO EXERCISE RIGHTS AS DIRECTED BY ENTITLEMENT HOLDER. - 28-8-506. DUTY OF SECURITIES INTERMEDIARY TO EXERCISE RIGHTS AS DIRECTED...
Section 28-8-507 - DUTY OF SECURITIES INTERMEDIARY TO COMPLY WITH ENTITLEMENT ORDER. - 28-8-507. DUTY OF SECURITIES INTERMEDIARY TO COMPLY WITH ENTITLEMENT ORDER....
Section 28-8-508 - DUTY OF SECURITIES INTERMEDIARY TO CHANGE ENTITLEMENT HOLDER’S POSITION TO OTHER FORM OF SECURITY HOLDING. - 28-8-508. DUTY OF SECURITIES INTERMEDIARY TO CHANGE ENTITLEMENT HOLDER’S POSITION...
Section 28-8-509 - SPECIFICATION OF DUTIES OF SECURITIES INTERMEDIARY BY OTHER STATUTE OR REGULATION — MANNER OF PERFORMANCE OF DUTIES OF SECURITIES INTERMEDIARY AND EXERCISE OF RIGHTS OF ENTITLEMENT HOLDER. - 28-8-509. SPECIFICATION OF DUTIES OF SECURITIES INTERMEDIARY BY OTHER STATUTE...
Section 28-8-510 - RIGHTS OF PURCHASER OF SECURITY ENTITLEMENT FROM ENTITLEMENT HOLDER. - 28-8-510. RIGHTS OF PURCHASER OF SECURITY ENTITLEMENT FROM ENTITLEMENT HOLDER....
Section 28-8-511 - PRIORITY AMONG SECURITY INTERESTS AND ENTITLEMENT HOLDERS. - 28-8-511. PRIORITY AMONG SECURITY INTERESTS AND ENTITLEMENT HOLDERS. (1) Except...