District of Columbia Code
Chapter 56 - Securities
Subchapter VII - Administration

§ 31–5607.01. Administration of chapter - This chapter shall be administered by the Commissioner. (Oct. 26,...

§ 31–5607.02. Prohibitions on use of information - The Commissioner or an employee of the Commissioner shall not...

§ 31–5607.03. Public information; confidentiality - (a) Except as provided in subsection (b) of this section,...

§ 31–5607.04. Cooperation with other agencies - (a) To encourage uniform interpretation and administration of this chapter...

§ 31–5607.05. Rules, forms, and orders - (a) In addition to specific authority otherwise granted by this...

§ 31–5607.06. Consent to service of process - (a) An applicant for licensure or registration under this chapter,...

§ 31–5607.07. Administrative files and records - (a) The Commissioner shall keep one or more registers of...

§ 31–5607.08. Provisions applicable to administrative proceedings - (a) All actions of the Commissioner, including administrative proceedings, adoption...

§ 31–5607.09. Electronic filings - (a) The Commissioner may, by rule or order, prescribe acceptable...