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    • Legislation USA
    • District of Columbia Code
    • Title 31 - Insurance and Securities
    • Chapter 56 - Securities
    • Subchapter VII - Administration

    District of Columbia Code
    Chapter 56 - Securities
    Subchapter VII - Administration

    § 31–5607.01. Administration of chapter - This chapter shall be administered by the Commissioner. (Oct. 26,...

    § 31–5607.02. Prohibitions on use of information - The Commissioner or an employee of the Commissioner shall not...

    § 31–5607.03. Public information; confidentiality - (a) Except as provided in subsection (b) of this section,...

    § 31–5607.04. Cooperation with other agencies - (a) To encourage uniform interpretation and administration of this chapter...

    § 31–5607.05. Rules, forms, and orders - (a) In addition to specific authority otherwise granted by this...

    § 31–5607.06. Consent to service of process - (a) An applicant for licensure or registration under this chapter,...

    § 31–5607.07. Administrative files and records - (a) The Commissioner shall keep one or more registers of...

    § 31–5607.08. Provisions applicable to administrative proceedings - (a) All actions of the Commissioner, including administrative proceedings, adoption...

    § 31–5607.09. Electronic filings - (a) The Commissioner may, by rule or order, prescribe acceptable...

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