Ask a question on the site
Questions
Lawyers
Blogs
Legislation
Contacts
Become a lawyer
Login Registration
§ 5101. Scope of chapter. - This chapter shall apply only with respect to securities issued...
§ 5102. “Equity security” defined. - The term “equity security” when used in this chapter means...
§ 5103. Statement of ownership. - Every person who is directly or indirectly the beneficial owner...
§ 5104. Recovery of profits. - (a) For the purpose of preventing the unfair use of...
§ 5105. Unlawful sale of securities. - No such beneficial owner, director or officer, directly or indirectly,...
§ 5106. Excepted securities; dealers. - (a) Section 5104 of this title shall not apply to...
§ 5107. Arbitrage transactions. - Sections 5103, 5104 and 5105 of this title shall not...
§ 5108. Registered or closely held securities. - Sections 5103, 5104 and 5105 of this title shall not...
§ 5109. Rules and regulations. - The Commissioner may make such rules and regulations as may...