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Part 1 - Regulation of Commodity Sales - Unlawful Activities
§ 11-53-101. Short Title - This article shall be known and may be cited as...
§ 11-53-102. Definitions - As used in this article, unless the context otherwise requires:...
§ 11-53-103. Unlawful Commodity Transactions - Except as otherwise provided in section 11-53-104 or 11-53-105, no...
§ 11-53-104. Exempt Person Transactions - Source: L. 89: Entire article R&RE, p. 632, § 1,...
§ 11-53-105. Exempt Transactions - Source: L. 89: Entire article R&RE, p. 632, § 1,...
§ 11-53-106. Unlawful Commodity Activities - Source: L. 89: Entire article R&RE, p. 635, § 1,...
§ 11-53-107. Fraudulent Conduct - Source: L. 89: Entire article R&RE, p. 636, § 1,...
§ 11-53-108. Misleading Filings - It is unlawful for any person to make or cause...
§ 11-53-109. Liability of Principals, Controlling Persons, and Others - Source: L. 89: Entire article R&RE, p. 636, § 1,...
§ 11-53-110. Securities Law Unaffected - Nothing in this article shall impair, derogate, or otherwise affect...
§ 11-53-111. Purpose - This article shall be construed and implemented to effectuate its...
Part 2 - Enforcement of Commodity Code - Penalties
§ 11-53-201. Investigations - Subpoenas - Source: L. 89: Entire article R&RE, p. 637, § 1,...
§ 11-53-202. Enforcement - Cease-and-Desist Orders - Source: L. 89: Entire article R&RE, p. 638, § 1,...
§ 11-53-203. Power of Court to Grant Relief - Source: L. 89: Entire article R&RE, p. 638, § 1,...
§ 11-53-204. Criminal Penalties - Statute of Limitations - Source: L. 89: Entire article R&RE, p. 638, § 1,...
§ 11-53-205. Administration of Article - Source: L. 89: Entire article R&RE, p. 639, § 1,...
§ 11-53-206. Cooperation With Other Agencies - Source: L. 89: Entire article R&RE, p. 639, § 1,...
§ 11-53-207. General Authority to Adopt Rules, Forms, and Orders - Source: L. 89: Entire article R&RE, p. 639, § 1,...
§ 11-53-208. Scope of Article - Source: L. 89: Entire article R&RE, p. 640, § 1,...
§ 11-53-209. Pleading Exemptions - It shall not be necessary to plead in the negative...
§ 11-53-210. Affirmative Defenses - Source: L. 89: Entire article R&RE, p. 640, § 1,...
§ 11-53-211. Interpretive Opinions - The securities commissioner may honor requests from interested persons for...