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§ 8.8A-101. Short title - This title may be cited as Uniform Commercial Code --...
§ 8.8A-102. Definitions - (a) In this title: (1) "Adverse claim" means a claim...
§ 8.8A-103. Rules for determining whether certain obligations and interests are securities or financial assets - (a) A share or similar equity interest issued by a...
§ 8.8A-104. Acquisition of security or financial asset or interest therein - (a) A person acquires a security or an interest therein,...
§ 8.8A-105. Notice of adverse claim - (a) A person has notice of an adverse claim if:...
§ 8.8A-106. Control - (a) A purchaser has "control" of a certificated security in...
§ 8.8A-107. Whether endorsement, instruction or entitlement order is effective - (a) "Appropriate person" means: (1) with respect to an endorsement,...
§ 8.8A-108. Warranties in direct holding - (a) A person who transfers a certificated security to a...
§ 8.8A-109. Warranties in indirect holding - (a) A person who originates an entitlement order to a...
§ 8.8A-110. Applicability; choice of law - (a) The local law of the issuer's jurisdiction, as specified...
§ 8.8A-111. Clearing corporation rules - A rule adopted by a clearing corporation governing rights and...
§ 8.8A-112. Creditor's legal process - (a) The interest of a debtor in a certificated security...
§ 8.8A-113. Statute of frauds inapplicable - A contract or modification of a contract for the sale...
§ 8.8A-114. Evidentiary rules concerning certificated securities - The following rules apply in an action on a certificated...
§ 8.8A-115. Securities intermediary and others not liable to adverse claimant - A securities intermediary that has transferred a financial asset pursuant...
§ 8.8A-116. Securities intermediary as purchaser for value - A securities intermediary that receives a financial asset and establishes...
§ 8.8A-201. Issuer - (a) With respect to an obligation on or a defense...
§ 8.8A-202. Issuer's responsibility and defenses; notice of defect or defense - (a) Even against a purchaser for value and without notice,...
§ 8.8A-203. Staleness as notice of defect or defense - After an act or event, other than a call that...
§ 8.8A-204. Effect of issuer's restriction on transfer - A restriction on transfer of a security imposed by the...
§ 8.8A-205. Effect of unauthorized signature on security certificate - An unauthorized signature placed on a security certificate before or...
§ 8.8A-206. Completion or alteration of security certificate - (a) If a security certificate contains the signatures necessary to...
§ 8.8A-207. Rights and duties of issuer with respect to registered owners - (a) Before due presentment for registration of transfer of a...
§ 8.8A-208. Effect of signature of authenticating trustee, registrar or transfer agent - (a) A person signing a security certificate as authenticating trustee,...
§ 8.8A-209. Issuer's lien - A lien in favor of an issuer upon a certificated...
§ 8.8A-210. Overissue - (a) In this section, "overissue" means the issue of securities...
§ 8.8A-301. Delivery - (a) Delivery of a certificated security to a purchaser occurs...
§ 8.8A-302. Rights of purchaser - (a) Except as otherwise provided in subsections (b) and (c),...
§ 8.8A-303. Protected purchaser - (a) "Protected purchaser" means a purchaser of a certificated or...
§ 8.8A-304. Endorsement - (a) An endorsement may be in blank or special. An...
§ 8.8A-305. Instruction - (a) If an instruction has been originated by an appropriate...
§ 8.8A-306. Effect of guaranteeing signature, endorsement, or instruction - (a) A person who guarantees a signature of an endorser...
§ 8.8A-307. Purchaser's right to requisites for registration of transfer - Unless otherwise agreed, the transferor of a security on due...
§ 8.8A-401. Duty of issuer to register transfer - (a) If a certificated security in registered form is presented...
§ 8.8A-402. Assurance that endorsement or instruction is effective - (a) An issuer may require the following assurance that each...
§ 8.8A-403. Demand that issuer not register transfer - (a) A person who is an appropriate person to make...
§ 8.8A-404. Wrongful registration - (a) Except as otherwise provided in § 8.8A-406, an issuer...
§ 8.8A-405. Replacement of lost, destroyed or wrongfully taken security certificate - (a) If an owner of a certificated security, whether in...
§ 8.8A-406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate - If a security certificate has been lost, apparently destroyed, or...
§ 8.8A-407. Authenticating trustee, transfer agent, and registrar - A person acting as authenticating trustee, transfer agent, registrar, or...
§ 8.8A-501. Securities account; acquisition of security entitlement from securities intermediary - (a) "Securities account" means an account to which a financial...
§ 8.8A-502. Assertion of adverse claim against entitlement holder - An action based on an adverse claim to a financial...
§ 8.8A-503. Property interest of entitlement holder in financial asset held by securities intermediary - (a) To the extent necessary for a securities intermediary to...
§ 8.8A-504. Duty of securities intermediary to maintain financial asset - (a) A securities intermediary shall promptly obtain and thereafter maintain...
§ 8.8A-505. Duty of securities intermediary with respect to payments and distributions - (a) A securities intermediary shall take action to obtain a...
§ 8.8A-506. Duty of securities intermediary to exercise rights as directed by entitlement holder - A securities intermediary shall exercise rights with respect to a...
§ 8.8A-507. Duty of securities intermediary to comply with entitlement order - (a) A securities intermediary shall comply with an entitlement order...
§ 8.8A-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding - A securities intermediary shall act at the direction of an...
§ 8.8A-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder - (a) If the substance of a duty imposed upon a...
§ 8.8A-510. Rights of purchaser of security entitlement from entitlement holder - (a) In a case not covered by the priority rules...
§ 8.8A-511. Priority among security interests and entitlement holders - (a) Except as otherwise provided in subsections (b) and (c),...
§ 8.8A-601. Savings clause - (a) This title does not affect an action or proceeding...